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What exactly to make of the big robo-advice deal that, according to Reuters, Financial Engines and Wells Fargo are nearing



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JD Power crowns Schwab as tops for 'self-directed' investors for its ability to provide investors greater direction



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Virtus bites bullets with F-Squared firing, Dorsey Wright hiring and an admission that it'll likely pay a $5-million-plus SEC settlement



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How 12(b)-1 fees and revenue sharing may be the real victims of Monday's 'narrow' Supreme Court ruling



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What happened when a Florida RIA brought DOL's Tom Perez to his local business elite



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Mark Hurley's new report analyzes the pathology of the aging RIA and the illiquidity it exacts



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Most Emailed Stories »

Fred Reish: Participants will be able to sue for plans that were selected for inclusion in the plan more than six years ago but haven't been removed from the plan within the last six years.
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How 12(b)-1 fees and revenue sharing may be the real victims of Monday's 'narrow' Supreme Court ruling

Andy Putterman: They are likely unhappy.
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Gladstone commandeers the Four Seasons as Andy Putterman and Brian Hamburger command the buzz

Tom Dorsey specializes in point and figure charting, which was invented in the 1890s by Charles Henry Dow, founder of the Wall Street Journal and Dow Jones industrial average.
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Virtus bites bullets with F-Squared firing, Dorsey Wright hiring and an admission that it'll likely pay a $5-million-plus SEC settlement

Brad Matthews [r.] with Jason Novotny: I guarantee, I promise there will be a big institution [using Trizic] in the next 12 months.
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After Schwab robo launch, Trizic phones leap off the hook as Wall Street brokers and bankers come calling -- and VCs write checks

Jon Sundt: In 27 years of tracking, the average private equity return has outpaced the S&P by 2.5 times.
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Feeling its oats in post-Genworth life, Altegris does a deal with KKR anchored by a big Merrill Lynch brokerage commitment


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