RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

full of fight

vanguard-quietly-makes-two-definitive-moves-replacing-its-rookie-chief-legal-officer-after-a-year-of-legal-scrapes-and-naming-leaders-of-its-parallel-plan-to-split-fund-management-into-two-teams
Vanguard quietly makes two definitive moves -- replacing the chief legal officer after a year of legal scrapes and putting names, times and buildings to wild plan to split fund management teams in two

More Recent Stories:

Read story
Kurt MacAlpine tells RIABiz in an exclusive interview how he managed to buy Europe's two biggest wealth managers, simultaneously, and integrate pre-closing without a penny of debt
Read story
Startup that feeds RIAs tax data -- directly from the IRS -- has analysts calling it a 'holy crap,' 'game-changer,' and made believers out of Eric Clarke, Ric Edelman and Randy Bullard
Read story
Vanguard scores 'own goal' for getting snared in a regulatory snafu and fined $19.5 million for failing to adequately disclose a conflict of interest over advisor incentives to funnel clients into its in-house RIA
Read story
Peter Mallouk foresees seismic shift in RIA M&A from sellers to (some) buyers, if two bad years shake would-be seller complacency and suboptimal buyers bail out
Read story
Bain Capital plays talent card to replace Envestnet's take-private CFO Josh Warren • Vanguard nabs new exec to figure out alts, it seems • Robinhood opens football bets, then sues • Advisor CRM's 'AI' catch-up • SEC delays Trump ETF date • ETFs explode in number
Read story
In mad scramble for Morningstar lame ducks, Black Diamond claims 400 RIA wins, including 100 up-and-running, but Advyzon is also on a roll, reporting 90% close rate on pitches
Read story
Vanguard dishes deliverables far faster under new CEO but its press on latest ETF launch drew real analyst double-take
Read story
Joe Sanberg founded Aspiration robo-advisor by trading on his entreprenurial background and ties to blue-blood New York along with a co-founder's rags-to-riches story to swindle $248 million from high-profile investors -- now he's headed to jail
Read story
Envestnet's six-year legal fight over software 'misappropriation' dealt likely major blow after a key ruling that it purposely destroyed possible damning evidence
Read story
RIAs are starting to embrace 'model' portfolios, pressuring the status quo proprietary model of giants like BlackRock, Vanguard and Capital Group and making TAMPs emphasize back office support
Read story
AssetMark just made it more turnkey for RIAs to manage held-away 401(k) accounts, in part, by agreeing to use Fidelity's protocol
Read story
Fidelity soars to $16.4 trillion of assets, a 16% jump of $2.3 trillion for 12 months, and widens gap on BlackRock and Schwab

RIABiz Archives

2025
September|
August|
July|
June|
May|
April|
March|
February|
January
2024
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2023
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2022
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2021
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2020
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2019
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2018
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2017
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2016
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2015
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2014
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2013
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2012
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2011
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2010
December|
November|
October|
September|
August|
July|
June|
May|
April|
March|
February|
January
2009
December|
November|
October|
September|
August|
July

RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING
Add Your Listing

RIABiz Directory sponsored by:

Directory Sponsor Logo

White Paper Postings

Common Tags

Recent Articles

Popular Writers

RIABiz logo

RIABiz

About Us
Contact
Subscribe
Advertise

Directory

Archives

401(k) Stories
Breakaway Stories
Conferences
ETFs
Hybrid RIA
RIA Compliance
RIA Custodians
Robo-Advisors
TAMPs
Women of Wealth Management
People Moves
Technology

Connect

RIABiz, Mill Valley, California
Copyright © 2009-2025 RIABiz Inc. All rights reserved.