Articles written by "Dina Hampton"

Dina is a graduate of the Columbia Graduate School of Journalism and has worked for more than a decade as a reporter and editor for publications including The New York Times, the New York Daily News, Investment News, Stage Directions and Oxygen.com. Her book, “Little Red: Three Passionate Lives Through the Sixties and Beyond,” was published in March 2013 by PublicAffairs Books. Dina lives and works in New York City and Miami Beach.

	Title	Date Published
	From a Wall Street perch, Chip Roame imparts wry skepticism anaerobically at Tiburon CEO Summit of 2013, spring edition The independent channel is booming -- but objects in the mirror may still be in front of you, the Tiburon guru warns	Wednesday 4.10.13
	In a major 'get' MarketCounsel books Dodd and Frank to play Vegas How Brian Hamburger booked the Martin and Lewis of financial legislators to his -- formerly -- bare-bones conference	Wednesday 4.3.13
	National Advisors Trust appoints former SEI exec as its new chief -- and hands him a big to-do list The trust company hopes to give its RIA owners the ability to put their trust assets at the custodian of their choice	Tuesday 4.2.13
	10 most influential RIA figures going into 2013 and how they're reshaping the industry, Part 1 2012 was a year of drama as sweeping deals of unexpected size were struck and the industry took to the Hill to fight against FINRA overlords	Friday 3.8.13
	Fidelity goes to the Wall Street Ritz-Carlton with five partner firms and preaches going independent more dependently The takeaway at this hybrid mini-summit: Yes you can -- but probably not without some serious backup	Monday 3.4.13
	It won't be long before HighTower's fee-for-service channel revenues draw even with its partner firm revenues Chicago aggregator is in talks with 50 firms about signing up with the newly unveiled Network and Alliance options	Monday 3.4.13
	FINRA's regulatory white flag may be a pause before it plays white knight to SEC's cash-starved damsel Brian Hamburger, David Tittsworth and Pat Burns see no gain in breathing easy with so many endgame possibilities still in play	Friday 2.8.13
	As Windhaven assets head moonward, Stephen Cucchiaro keeps right on warning of falling skies in New York At IMCA event, the Schwab investments superstar is selling catastrophe-proofing at Dow 14,000 as well as he was at Dow 7,000	Tuesday 2.5.13
	Schwab nonprofit ponies up $500K for simulated securities floor to give prospective advisors hands-on experience Cozying up to academic institutions has both a charitable and a shrewd side; Zero Alpha Group also launches an education project	Friday 1.18.13
	RIABiz' 10 most-read stories of 2012: What fascinated you and why Facebook, fallout from DOL's new 401(k) regs and happenings at Advizent, Addepar and Windhaven were reader catalysts	Wednesday 12.26.12
	$2.5 billion roll-up-like entity in San Francisco brings aboard a chairman from its big investor Montgomery Securities veteran Craig Johnson will help corral runaway wirehouse advisor dollars as the San Francisco firm seeks to build on an exponential leap in assets this year	Tuesday 12.18.12
	Sallie Krawcheck talks tough -- and with disarming openness -- online about the glass ceiling and lip gloss With 45,517 followers on LinkedIn alone the ex-wirehouse exec is using a first-person voice to reinvent herself and expand her sphere of influence, observers say	Friday 11.2.12
	New York conference: SIFMA wants members to be like RIAs -- minus the same rules of accountability Alan Greenspan jumped in on the mea-culpa-fest that included bracingly frank comments from a top Pimco official	Wednesday 10.24.12
	Ron Ferguson steps down as CEO of National Advisors Trust after 4-1/2 years The executive proved an adept turnaround artist; now the RIA-owned company is left to search for his replacement	Wednesday 9.12.12
	Ron Rhoades: Staying on at NAPFA would have given ammunition to RIA industry foes Shocked industry advocates are conflicted as to whether Rhoades should have stayed the course; in another industry shakeup, FPA's Marvin W. Tuttle announces he will step down	Tuesday 8.21.12
	Why the slow-evolving metro New York area is still on course to be the capital of the RIA business The city's sheer wealth and jungle-like powers of regeneration alone mean that it can stomp San Francisco	Wednesday 8.8.12
	By hiring a Fidelity sales veteran, National Advisors Trust goes after the $1 million to $10 million client who use $500 million RIAs Steve Ippolito, an RIA-savvy veteran of Schwab and Fidelity, will also work with existing member firms	Friday 7.6.12
	Pershing draws a record crowd to steamy Miami but many hearts are in D.C. INSITE produced bipartisan cheers for Bill Clinton and a split view on the FINRA battle up North	Thursday 6.7.12
	Christopher Street Financial's president becomes the 'Talk of the Town' The New Yorker magazine article capped a banner week for the head of an advisory practice that caters to the gay community	Monday 4.30.12
	8 notable takeaways from the spring 2012 Tiburon CEO Summit The breakaway movement still depends more on Wall Street's moves than Main Street's moxie	Wednesday 4.18.12
	New rule threatens to drive millions of investors out of money market funds, ICI chief warns Paul Schott Stevens and a very blunt John Bogle air their views at the Bloomberg Portfolio Manager Mash-Up Conference in New York	Friday 2.17.12
	Looking for a second growth spurt, a billion-dollar-plus RIA hires away a Nuveen global ops man Patrick Goshtigian, new president of EP Wealth Advisors has taken over back-office operations from its founders and is also heading up its expansion efforts	Friday 2.10.12
	LPL sees bright spots amid sideways 4Q earnings report The firm is buoyed by increase in advisors, a perceived edge in the 401(k) segment and interest generated by the Fortigent deal	Wednesday 2.8.12
	Early adopters of social media, RIAs are growing disenchanted with its power to drum up new business Advisors must become better marketers before they can optimize social media, experts say	Thursday 12.29.11
	An East Coast editor travels to the Bay Area to see the RIABiz team in action In which your correspondent sees the day-to-day operations of RIABiz, not to mention a coyote	Thursday 12.29.11
	RIABiz takes on Occupy Wall Street in New York and finds investors wanting answers The big crowds have gone but a diverse and serious-minded subset of humanity is keeping the hard questions coming	Tuesday 11.22.11
	Wall Street thriller 'Margin Call' is a cautionary tale -- even for RIAs How the cinematic fall of a mighty Lehman Bros.-like brokerage is relevant to the RIA movement	Wednesday 11.9.11
	RIAs and B-Ds don't mix, says Duane Thompson at MarketCounsel Summit 2011 TD's Tom Bradley delivers a caffeine jolt of good news about the growth of the RIA channel	Tuesday 10.18.11
	The dark side of the 'good' regulatory changes get scrutinized at MarketCounsel Summit 2011 Advisors may get much of what they wish for but in reality it may not be so good	Monday 10.17.11
	Brian Hamburger answers the questions about an SRO future that has RIA stomachs in turmoil The MarketCounsel Summit undercurrent revolves around FINRA fears, so Dina Hampton put the compliance expert on the spot about how the scenario could unfold	Friday 10.14.11
	At MarketCounsel Summit 2011, some hard-hitting speeches followed by 'Mohita Madness' After hearing from industry heavyweights Mark Tibergien, Daniel Bernstein and MarketCounsel founder Brian Hamburger, it was time for a unique cocktail hour in a stunning setting	Thursday 10.13.11
	Once good for a few million, TD Ameritrade's foot-in-the-door strategy is starting to net billions With the paperwork signed, TD goes to work wooing big RIAs with technology, special pricing and a maverick culture	Tuesday 10.11.11
	What headway Pershing's RIA unit is making after four years under Mark Tibergien 98 RIAs joined the Jersey City custodian in 2010, up from 35 RIAs in 2009 and 24 in 2008	Monday 7.25.11
	National Advisors Trust gets busy Northern Trust-ifying the RIA business, minus the big fees Strategic Financial Group, Sterling Financial Planning and Snow Creek Wealth Management are aboard as foot soldiers for an ambitious new tactic to unseat unassailable trust assets	Monday 7.11.11
	Barron's top advisor shares the secrets to his success with rapt RIAs at TD event Ric Edelman puts marketing in a new light	Monday 6.20.11

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Dina Hampton

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