RIAs and RIA vendors churn talent madly in March and April '18 as 'New Moves in the Biz' captures 35 of them
Serial HR moves by Raymond James, FinMason, American Century and Vestwell helped them expand into new territories, add job descriptions and more varied product lines
HighTower
|Evercore
|American Century
|SageView
|Vanguard Group
|Trizic
|Sequoia Financial Group
|Insight Wealth Strategies
|Vestwell
|Halite Partners
|Stan Smith
|SaveDaily
|Maral Boyadjian
|Brent Randol
|Rollin Ellis
|John Carey
|Matthew Abatecola
|Margaret Dorn
|Benjamin Thomason
|John Skovron
|Drew Lawton
|Paul Jakubowski
|Econoday
|Matthew Pullar
|Michael Milmoe
|Gregory Jones
|Pragna Shere
|Fred Alger Management
|Independent Advisor Alliance
|Thomas Olchon
|Dien Yuen
|Ric Butler
|Bryan Lawson
|Jon Reidenouer
|Jon LaNasa
|Harvest Exchange Corp.
|Robert Caputo
|Jared Longhitano
|Jonathan St. Clair
|IHT Wealth Management
|Nicci Harrell Hicks
Related Moves
During CEO Tim Buckley's waning months, Vanguard is imposing fees that may affect its older investors, while hand-off to Ascensus of certain IRA and 401(k) products also comes with some sticker shock
The Malvern, Pa., giant transferred SEP IRA and 401(k) assets to its recordkeeper, which immediately imposed new fees, while Vanguard's new pricing schedule includes a commission to phone in Vanguard fund sales or purchases
May 2, 2024 at 1:27 AM
Aaron Schumm unveils expanded Vestwell vision -- and M&A plan -- and hires Danya Dumbrill to detail it as a 'strategy' to 'lead the savings industry' -- a leap from the 'grueling affair' of recordkeeping micro 401(k) plans
The Vestwell CEO hired the ex-Goldman Sachs executive as 'chief strategy officer' but with a budget and mandate to start buying up and stitching together 'savings' companies.
September 14, 2023 at 2:59 AM
After 401(k) account growth catapults ahead of curve, Vestwell CEO scrambles to make big hires and abdicates chairmanship to freed-up Lori Hardwick
Eying projected 300% plan sponsor growth, Aaron Schumm has promoted one executive, added another and reshuffled Vestwell's board, putting Hardwick on top.
October 14, 2021 at 8:58 PM
Oisín's Bits: Betterment now a robo roll-up with Canadian IPO as catalyst • Insurers risk regulation for COVID-19 coverage delays • Vanguard shifts Asia focus to China's vast mom-pop retail market
Betterment rolls up a robo • The CFA warns insurers over COVID-19 life polices • Vanguard names Chinese fund head to pursue $6 trillion market.
March 5, 2021 at 1:16 AM
See more related moves
Raymond James Financial Inc.
Asset Custodian
Top Executive: Bill Van Law
SageView Advisory Group, LLC
401k Plan Consultant, Advisory Firm
Top Executive: Randy Long
Insight Wealth Strategies
RIA Seeking to Hire Advisors
Top Executive: Anthony Ortale