Articles tagged "Raymond James"
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LPL, Raymond James and TD data -- and Walt Bettinger, Mike Durbin comments -- reveal rotten first quarter for breakaways
Mark Casady's explanation is hard to swallow for Danny Sarch, Mindy Diamond; Bettinger inveighs against 'rat trap' of checkbook recruiting; Ryan Shanks says advisors are "numb to the chaos"
April 26, 2013 at 5:17 PM
Two Raymond James advisors relate details on how they segmented clients to get big and successful
At the broker's annual event in Dallas, two advisors told their stories with generous details
April 25, 2013 at 7:23 PM
Raymond James launches 'phenomenal' RIA-like pay structure to the $100 million set
The custodian hopes its keep-all-the-gravy pay scheme will keep its own advisors from defecting and win would-be RIAs
March 19, 2013 at 7:52 PM
New York conference: SIFMA wants members to be like RIAs -- minus the same rules of accountability
Alan Greenspan jumped in on the mea-culpa-fest that included bracingly frank comments from a top Pimco official
October 24, 2012 at 5:32 AM
Sterne Agee makes its RIA custody debut after customizing for Meg Green's $650-million RIA
It started as 25 people with notepads and Southern accents surrounding the Royal Alliance-using Miami--based advisor principals
September 5, 2012 at 4:50 AM
United Capital makes three exec hires, including a veteran recruiter from Raymond James
The big Newport Beach, Calif.-based RIA and consolidator is putting big dollars toward turning existing offices into marketing and recruiting machines
July 11, 2012 at 2:09 PM
8 notable takeaways from the spring 2012 Tiburon CEO Summit
The breakaway movement still depends more on Wall Street's moves than Main Street's moxie
April 18, 2012 at 5:58 AM
J.D. Power and Associates hints strongly at wirehouse deficiencies as it puts Commonwealth Financial and Raymond James on a pedestal
The two firms ranked one and two for independent advisor satisfaction among financial investment firms; Schwab is third in the employee-advisor category
March 29, 2012 at 10:34 PM
Raymond James launches a separate RIA unit and appoints a former Merrill Lynch breakaway to head it
Calling the RIA business a 'strategic imperative', Chet Helck is making Bill Van Law the founding president of the RJ investment advisors division
February 13, 2012 at 5:58 PM
How some RIAs are starting to end up with Raymond James as their custodian
Five are joining RJ from a Buffalo, NY B-D that is closing its doors after 80 years
December 22, 2011 at 4:01 PM
With Dick Averitt retiring, Raymond James taps a star from within to take on LPL
Scott Curtis' background includes GE Financial, Raymond James and life as the son of a Dartmouth coach
December 8, 2011 at 6:13 AM
A peek inside the rising RIA custodians fighting to overtake the Big Four
RBC, LPL, TCoA, Scottrade and National Advisors Trust are all pushing to gain the critical mass to get past also-ran status
November 29, 2011 at 5:44 AM
Big Chicago advisory firm exits Raymond James; forms its own RIA with Pershing
After a dozen years with the big broker-dealer, the group saw advantages to using NetX360 and working with Mark Tibergien
October 7, 2011 at 2:38 PM
Why many RIAs should start a mutual fund, considering the limitations of SMAs
A little daunting, sure, but advisors - especially ones geared to serving the mass affluent - will find the extra effort worth it
October 6, 2011 at 2:36 PM
The booming breakaway market could be slowed by the sick stock market, say Raymond James and Schwab
Dislocation at places like UBS and Merrill Lynch helps recruiters until the point where clients are thoroughly spooked
