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Articles tagged "Broadridge Financial Solutions"


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Frank Polefrone: RIAs are growing assets they manage at a faster rate than all other channels, especially the wirehouse channel. RIAs are utilizing lower-fee products index funds and ETFs in a bigger way.

ETF makers mostly have $500-million-plus-AUM RIAs to thank for growth, study shows

RIAs added half a trillion in assets to ETFs in a recent 12-month period, far outpacing wirehouse brokers

August 27, 2015 at 8:37 PM

Frank Polefrone: RIAs place emphasis on their discretionary role and will easily move in and out of products based on the performance of the funds.

RIAs surpass wirehouses in ETF asset distribution and it'll mean change

For providers of these products and others, getting to registered investment advisors requires more Mapquest, more local manners and more frequent flying than their Morgan, Merrill,, UBS and Wells Fargo cousins

May 22, 2014 at 6:34 PM

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