Articles tagged "audits"
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One-Man Think Tank: The SEC's custody examinations leave gaps big enough for Madoff to drive a bus through
How to reassure clients who are seeing Ponzi after Ponzi unveiled
July 27, 2010 at 1:57 AM
14 tips for how to act when the SEC auditor is in your office
No need to be a doormat but treat the visitor as a guest
January 14, 2010 at 6:39 AM
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