Elizabeth MacBride

Yesterday's proposed DOL regs underscore why default investments are the 401(k) market's giant untapped opportunity 

Michael Henkel: He is passionate about moving independent advisors into the retirement plan market, but says that for now, advisors lack the tools to succeed there.

DALBAR

Target Date Funds

Center for Due Diligence

EBRI

Ibbotson Associates

Barbara Roper

Lou Harvey

Phil Chiricotti

Michael Henkel

<p>The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.</p>

<p>The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.</p>

RIA Compliance

Regulators' so-far soft approach on target date funds leaves door open for advisors to compete

Yesterday's proposed DOL regs underscore why default investments are the 401(k) market's giant untapped opportunity

Related Moves

November 18, 2022 at 2:56 AM

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