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How Brian Hamburger's Miami Beach confab served up compliance cocktails with Lithium chasers to manic RIAs

MarketCounsel Summit had trouble topping last year's Spitzer- Robbins- Cuban-extravaganza in Vegas, but dispensed a compliance-minded prescription to RIAs suffering from growth-spurt jitters

Author Guest Columnist Timothy D. Welsh December 11, 2015 at 1:25 PM
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Brian Hamburger: Compliance is an operational standard of care that as long as firms don’t drop below that, they will be successful.

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RIA Compliance



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Mentioned in this article:

MarketCounsel | HamburgerLaw
Compliance Expert, RIA Set-up Firm, Regulatory Consultant
Top Executive: Brian Hamburger

Nexus Strategy
Consulting Firm
Top Executive: Timothy D. Welsh



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