Brooke Southall

(Part 3 of 3-part series) Hou-Sear team makes house calls in five states

David Hou: His dad says he worries alot.   Mark Sear: "I was sweating." 

Merrill Lynch

Luminous Capital

LLBH

<p>There are about $5 trillion of assets parked in traditional stock brokerage firms, but they're not likely to stay there. Every month, clients move some of their money to independent firms with fewer conflicts of interest. Brokers who want more control are moving their books of business, too.</p>
<p>In these Breakaway Stories, you'll find instructive, encouraging and sometimes funny stories about these breakaway brokers and their clients. The information in the stories is accurate as of the date of publication. We hope these tales are useful for breakaway prospects and for people interested in luring wirehouse talent to their firms.</p>

Breakaway Stories

Clients embrace idea of new RIA with quick signings

(Part 3 of 3-part series) Hou-Sear team makes house calls in five states

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September 1, 2022 at 5:11 AM

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(Part 3 of 3-part series) Hou-Sear team makes house calls in five states

Related Moves

September 1, 2022 at 5:11 AM

RIABiz Directory

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