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Articles tagged "Stifel Nicolaus"


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F-Squared's Wellesley, Mass. headquarters

Big brokers take action on F-Squared funds and Virtus shares reel as SEC actions sink in

Lawyers are now threatening class action suits against the $28-billion ETF manager and firms like Raymond James, Stifel and Wells Fargo are making their wariness official

January 22, 2015 at 8:01 PM

Stephen Brown: The 'big box' firms -- Morgan and Wells -- couldn't get their heads around the U-5 language.

The backstory of how a Merrill UHNW team found love in the time of U-5 -- but not with an RIA

Recruiters are still a little baffled as to why the $2.5-billion firm skipped a chance to go independent with a 'compelling story' but chose the comfort of the familiar business model -- and an office of their own

October 23, 2014 at 6:53 PM

Joe Nation: CalPERS typically claims a much lower unfunded liability than actually exists--precisely because it assumes a higher-than-justified investment rate of return.

A careful look into whether CalPERS is ticking along or a ticking time bomb

The $270-billion giant seems more grounded after some investing misadventures, but the unfunded-liability horse may be out of the barn

September 4, 2013 at 3:12 AM

Jon Eaton: We think there’s much more than a niche; we think we have a better solution.

LPL Financial confirms that Akellian hire means big plans for its clearing services

The firm is eying fellow IBDs as customers and it aims to gain footing with Pershing and NFS

June 3, 2011 at 1:17 PM

David Akellian was the boss of Derek Bruton (pictured here) at Merrill Lynch's Broadcort and the two will work under the same corporate roof again.

LPL brings aboard a godfather of clearing business

David Akellian left his position as RIA chief of Stifel Nicolas yesterday and is jumping to the IBD giant to diversify its business model

May 27, 2011 at 2:38 PM

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