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Articles tagged "Legg Mason"


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Liz Ann Sonders: The path of least resistance is still down.

E*Trade, TD Ameritrade and Legg Mason deals look dicier, after share crashes crush market caps of merging firms

Schwab and Morgan Stanley are using their stock as currency; Franklin Resources is buying Legg Mason, mostly with hard cash

March 9, 2020 at 11:22 PM

Dawn Bennett: We weren't an RIA and weren't running our books like an RIA. We were an independent B-D and were doing it correctly that way.

In exclusive RIABiz interview, Dawn Bennett tells how she's striking back at SEC after a $4-million legal drubbing has left her 30-year career in shambles

The advisor and popular radio host has hired the 'London Whale' attorney to prove she and her firm were victims of a regulatory witch hunt

August 1, 2016 at 4:52 PM

Tech boss Victor Fetter claimed LPL had effected 1,500 improvements in its technology this year, many regarding its tee-up of ClientWorks.

LPL Financial tosses its sales pitch to 7,000 in its HQ city of Boston

The only constant for LPL is Mark Casady and change as the broker-dealer slogs to the far shore from the 'messy middle'

July 30, 2015 at 9:49 PM

Bill Miller and Liz Ann Sonders said European debt and growing pains in China will drive money into U.S. equities.

Bill Miller: U.S. stocks will go 15% higher in 2011 thanks partly to tax cuts and cash-fat banks

Thomson Reuters uses advisor conference to offer a glimpse at a new wealth management system: Prism

December 9, 2010 at 4:47 PM

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