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Articles tagged "Financial Planning Association"


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Manish Khatta: If you hold a conference and do not mandate vaccinations, then you are part of the problem.

The 2021 RIA event comeback collapses as FPA, 'Invest In Others' and T3 cancel in-person events, but WealthStack, Riskalyze and SALT won't be deterred

Demand and attendance are mostly high; hosts cite advisors with under-12 children as mostly the reason for balking but say sponsors never flinched.

August 24, 2021 at 11:27 PM

Charesse Hagan has agreed to be an on-call technology coach but not without the ability to pitch for paid gigs.

FPA keeps adding coaches to its pro-bono roster but quid pro quo makes the medicine go down as mom-and-pop consultants help mom-and-pop advisors

Charesse Hagan is the latest to join Financial Planning Association's 'Coaches Corner' which 'gives back' to the community, but coaches also can leverage volunteer work into paid gigs

August 2, 2019 at 12:48 AM

Michael Kitces: 'I regret and have apologized to FPA via their forums'

Michael Kitces and FPA enter uneasy truce after Kitces apologizes and FPA publishes its audited financials

Skip Schweiss played mediator after latest Kitces-FPA spat got nasty; Kitces used the word 'fraud' (albeit not alleged) in regard to what turned out to be a simple accounting change that outsiders couldn't see

April 4, 2019 at 2:57 AM

Marie Swift led a roundtable discussion that yielded some novel thoughts

Advisors talk over the future of financial planning at FPA Experience 2011

Outgoing robo-calls, 1-900 advice shouldn't be dismissed as tools

September 21, 2011 at 12:00 AM

Bernie Clark: This is our responsibility.

Schwab to pump millions of dollars into promoting RIAs as a channel

Bernie Clark tells crowd at national FPA conference that it's not about Schwab

September 16, 2011 at 8:42 PM

Mercer Bullard: "If the CFP Board, the Financial Planning Association or the Investment Adviser Association finally get their act together, they might want to get involved."

Mississippi lawyer Mercer Bullard volunteers to form an RIA SRO and nobody's laughing it off

IAA won't join forces; annual cost to run an SRO could top $150 million

March 10, 2011 at 5:37 AM

Karin Maloney Stifler: Talking about money really is our last taboo subject.

What one advisor's letter to her son reveals about Americans' attitudes toward money

The financial crisis may have opened the door to money-talk -- and raises questions about advisors' responsibilities

February 25, 2011 at 2:56 PM

Sen. Herb Kohl is taking on brokers, life insurers with amendment to regulate financial planners.

Revised amendment aims to heal breaches in advisor community

New oversight for financial planners may be tougher for Senators to vote against because it is seen as pro-consumer

March 19, 2010 at 7:32 PM

Sen. Herb Kohl favors disclosure by planners of conflicts of interest and compensation.

Proposal would sweep RIAs, planners, brokers into one huge regulatory pool (Updated)

New board promoting the fiduciary standard would oversee 75,000

March 10, 2010 at 9:46 AM

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