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Articles tagged "Boston Consulting Group"


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Adri Miller-Heckman: This was one of the few times my mother was willing to defy my father's wishes and make a change not to his liking.

Why you won't know your female clients are unhappy until they're out the door

By 2020, women will control $22 trillion -- 25% more than today's national debt; that's not a segment you can afford to lose

April 24, 2013 at 5:08 PM

Barbara Roper: This legislation does even less to achieve that goal of harmonization than it does to solve the resource problem.

Barbara Roper sends stern letter to Rep. Bachus raising new FINRA-as-SRO issues

Consumer Federation of America: Smaller firms would bear the brunt of costs and broker/advisor confusion may only increase under the contemplated bill

June 4, 2012 at 8:28 PM

Bernie Clark: I'll personally deliver your message to the representatives with whom I'll be meeting.

Bernie Clark and Skip Schweiss head to Washington next week to fight on behalf of RIAs in Bachus bill showdown

With FINRA threat looking real, the Schwab and TD Ameritrade executives are urging letters and Tweets

June 1, 2012 at 4:13 AM

Angela Canterbury: Several members of Bernard Madoff's family held leadership roles at FINRA.

Non-partisan watchdog group writes a scathing letter about FINRA

POGO, which uncovered the Pentagon's famed $7,500 coffee maker, says the would-be SRO is basically rife with conflicts of interest

May 31, 2012 at 5:32 AM

Ron Rhoades: FINRA was already an expert at protecting its large Wall Street firms from competition.

Why FINRA's power grab for RIAs needs to be stopped to avert the death of the profession, Part 1

Looking back from the year 2025, the author recounts how FINRA seized regulatory control and crushed the life out the once-thriving RIA channel

May 30, 2012 at 4:37 AM

Marilyn Mohrman-Gillis: The organization that appears to be pulling numbers out of thin air is FINRA.

FINRA comes up with cost projections for its SRO and the CFP Board blasts them

FINRA is still angry that Boston Consulting Group did not consult them and says they created numbers "out of thin air"

May 14, 2012 at 3:59 AM

Brian Hamburger: I think that number [from BCG] is a very conservative and kind number.

FINRA attacks Boston Consulting Group over SRO study

BCG sticks to its guns saying that the double-dip cost of SEC oversight makes any FINRA numbers moot

December 16, 2011 at 7:05 AM

Charles Goldman aggressively tackled Fidelity's approach to service but he may also have ruffled feathers

Charles Goldman to leave Fidelity

Overseer of Fidelity's RIA custody, broker clearing and family office units sets a departure date

January 26, 2010 at 11:21 PM

Mark Hoffman: An RIA is just like any small business, but with a slug of regulation.

What You May Have Missed: A broker leaves UBS and loops in executive talent for his RIA

Not satisfied to be a mom-and-pop, wirehouse breakaway hires Boston Consulting Group talent out of the gate

December 8, 2009 at 7:38 PM

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