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FirstPoint Partners, LLC
National Society of Compliance Professionals (NSCP)
FirstPoint Partners, LLC
FirstPoint Partners is a boutique consulting and recruiting firm that serves financial advisors transitioning to and/or within an independent, hybrid or RIA business model. We use a consultative approach when helping advisors select from the myriad of options available to them.
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How Jeffrey Concepcion manned up after FINRA and Lincoln Financial troubles to become an LPL giantRead 
Wielding its Texas six-shooter, TD Ameritrade wins a $500-million rep in the Dallas area from LPLRead 
Veteran recruiter effects a reverse breakaway of his own, moving to a more captive, more compensated life at TD AmeritradeRead 
LPL reaches hard-won agreement to rein in bonuses to big advisors that had proved to be overly generous
National Society of Compliance Professionals (NSCP)
The National Society of Compliance Professionals, Inc.(NSCP) is the only membership organization exclusively serving the securities compliance profession. NSCP is THE source for information, education, certification, networking and advocacy. NSCP’s diverse membership includes over 1880 professionals at investment advisers, broker-dealers, insurance companies, investment companies, hedge funds, and banks ...
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5 questions advisors must prepare to answer to remain relevant Read 
RIAs recount how they reap new clients using LinkedIn and Twitter, stealing a march on shackled wirehouse advisorsRead 
Pershing and BNY Mellon unveil a unified, 'dream' RIA and bank custody unitRead How Jeffrey Concepcion manned up after FINRA and Lincoln Financial troubles to become an LPL giantRead 
What is up with Bloomberg launching an RIA, BloombergBlack, and hiring a bunch of ex-TD, -Fido and -Schwab folks to staff it?Enter the email address you used to sign up for RIABiz. You will receive an email containing a special link to your settings page, where you will be able to enter a new password.
![Les Abromovitz: [Soft dollar use] may affect the best execution of securities transactions and might cause the client to pay more than the lowest-available commission.](http://images2.riabiz.com/i/6100240/t)
