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Ron Rhoades: You're going to see a much more active NAPFA.

NAPFA's appointment of a new chairman could be a big deal for RIAs
Ron Rhoades spent the last year in obscurity but now he's "ready to take the gloves off"

Wednesday 5.23.12
Matthew Hutcheson testified in Congress about 401(k) plans and now the DOL is breathing down his neck.

What to make of a fiduciary flag-bearer's alleged misappropriation of $5 million from clients -- and his denial of the charges
Arrest of Matthew Hutcheson raises questions about the fiduciary movement

Thursday 5.10.12
Barack Obama is painting Republicans and Wall Street executives as allies.

A newly emboldened Obama may yet win on financial services reform
Why some Washingtonians are wrong about the bill's prospects

Tuesday 3.23.10
Kristina Fausti: The legislation adds some consumer protections and oversight of the SEC.

Senate proposal pushes most RIAs one step closer to state regulation
Senate and house bills now both seek to wrest 75% of RIAs away from SEC oversight

Tuesday 3.16.10
Kristina Fausti is watching for whether fiduciary standard will apply only to personalized investment advice provided to retail investors

SEC one step closer to losing oversight of most RIAs
But will budget-crunched states do a better job?

Wednesday 10.28.09
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From the RIABiz Directory »

The Industry Sourcebook for RIAs

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Most Emailed Stories »

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Story » Ted Madden: We saw this great opportunity to integrate this business and really capture the full power of Fidelity and focus on growing the business with advisors.Fidelity Investments recognizes power of RIAs in 401(k) market and has increased efforts to work with advisorsRead 
Story » Wayne Bloom: If we have an advisor who wants to be part of the community and values what we bring to the table, I could care less how they are registered.Commonwealth and Securities America get into the RIA custody business and Wells Fargo is right behind themRead 
Story » Peter Wheeler: There's a one in a billion chance that something like this would happen twice.RIAs get hit with data losses held at small RIA-owned firm that, in turn, blames giant Amazon for lack of backup and for selling its spaceRead 
Story » Eduardo Repetto posed with Alex Potts and Chip Roame before telling advisors about a born-of-data, new ingredient in DFA funds.Dimensional's co-CEO tells clients at Monterey event that DFA is changing its Classic-Coke intellectual fund recipeRead 
Story » Alan Markarian: We're the largest commercial bank focusing on this need.How U.S. Bank appeared on the scene as an RIA custodian and where it might find love