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Content tagged "Shirl Penney"

Dynasty Financial Partners

Filed under: Consulting Firm, RIA Set-up Firm, Specialized Breakaway Service
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	Title	Date Published
	Having won advisor assets, Envestnet's next -- more Google-like -- play is for their smarts The Chicago outsourcer will soak up and synthesize information from 23,000 advisors and distribute it in real time in an effort to create one big giant brain out of an atomized industry	Friday 5.10.13
	A $15-billion roll-up-like venture in Canada gets a US foothold with a Dynasty Financial deal -- and vice-versa With the deal, born on a frozen lake in Montana, both companies are attempting to keep assets from crossing their borders	Wednesday 5.1.13
	As Envestnet shares soar, the firm extends its offerings further beyond RIAs with $33-million deal With the Chicago-based outsourcer's stock now up about 75% in the past year, it picks up a Prudential unit that has sweet ties to trust companies	Monday 4.15.13
	Merrill Lynch team breaks away from Bank of America (yes, ironically) to get better access to bankers James Maher is forming Archford Capital Strategies as a wealth manager that needs capital galore to unlock his clients' billions in assets from illiquidity	Tuesday 4.2.13
	10 most influential RIA figures going into 2013 and how they're reshaping the industry, Part 1 2012 was a year of drama as sweeping deals of unexpected size were struck and the industry took to the Hill to fight against FINRA overlords	Friday 3.8.13
	It won't be long before HighTower's fee-for-service channel revenues draw even with its partner firm revenues Chicago aggregator is in talks with 50 firms about signing up with the newly unveiled Network and Alliance options	Monday 3.4.13
	How exactly a sports super agency plans to use Dynasty Financial to extend its dominance to the RIA business Octagon has 800 employees, Michael Phelps and the like as clients but it wealth management arm is not so major league, yet	Tuesday 2.26.13
	Dynasty Financial turns two, picks a new long-term goal and shows off $2 billion of SMA assets The New York corner-office outsourcer guys leave plenty of room to grow but will never have Smith Barney numbers	Monday 12.17.12
	First Republic pays a staggering sum for Luminous Capital, sources say, and shifts the breakaway and M&A games in the bargain Recruiters are getting renewed interest from big wirehouse teams and the $125 million deal shows that breakaway brokers can realize big enterprise value in short order	Thursday 11.8.12
	What exactly the CEOs of HighTower, Focus Financial and Dynasty Financial revealed when they shared a stage in Las Vegas Aggregator honchos appeared together under the unloved roll-up tag to highlight differing and evolving facets of their firms	Tuesday 9.25.12
	Dynasty Financial hires a heavy-hitting lawyer to oversee a sea of contracts A former Barclays and Lehman gun, Jonathan Morris will handle the myriad of deals the platform provider forms with vendors and advisors alike	Thursday 9.20.12
	The two dramatic moments everyone was buzzing about at the MarketCounsel conference Elliot Weissbluth, Knut Rostad, Charles Goldman and Joe Duran helped show us why thought leadership begins when sparks fly	Tuesday 9.18.12
	HighTower throws open its doors to non-partner firms who want service and/or brand The Chicago-based consolidator announces in Las Vegas that it is gambling that it can deliver a business model similar to Dynasty Financial Partners	Friday 9.14.12
	'Ocean's Eleven'-grade RIA sharpies set to play Vegas at MarketCounsel's 2012 Summit A remarkably varied lineup of industry A-listers are odds-on to spark lively conversation at the compliance confab	Friday 8.31.12
	Why the slow-evolving metro New York area is still on course to be the capital of the RIA business The city's sheer wealth and jungle-like powers of regeneration alone mean that it can stomp San Francisco	Wednesday 8.8.12
	Dynasty Financial recruits another field general from the Citi-Smith Barney army John Sullivan will do some of the heavy lifting from Chicago on advisor service and be a subject matter expert for lending	Wednesday 7.25.12
	Brothers reunite as a $3.8 billion ex-Graystone team forms its own RIA Morgan Stanley Smith Barney's elite consulting unit pushed out the older brother based on alleged wrongdoing and his younger brother spearheaded a breakaway to rejoin him	Wednesday 7.11.12
	Dynasty fetes its RIAs with bottles of bubbly on the Fourth -- but with an anti-revolutionary message Popping a cork to celebrate newly independent advisors is a grand idea. But is it revolution or evolution?	Thursday 7.5.12
	Dynasty Financial Partners launches a branding and marketing subsidiary peopled by ex-Citi execs The New York-based virtual corner office provider now has wirehouse talent at virtually every level -- from advisors to PR folks to CEO	Thursday 6.28.12
	How WilmerHale is positioning its $3.3B-AUA RIA as outsourcer and owner in a $750-billion market Silver Bridge, backed by the high-power law firm and headed by a former JPMorgan Chase division president, is exploiting the need of single-family offices to gain scale without merging to become multifamily offices	Monday 6.25.12
	Dynasty Financial hires an expert to help it build an alternative-investments inventory Monique Miller brings her Caxton expertise and Dynasty is also poaching Austin Philbin, overseer of 100-plus MSSB advisors,	Friday 6.1.12
	Bank founded by ex-Merrill chiefs spurs RIA arm to $3 billion after hiring a former Citi chief as CEO Fieldpoint took off after hiring Robert Matthews who's attracted advisors from US Trust, Morgan Stanley Smith Barney, Goldman, Bank of America, JPMorgan and Wilmington Trust	Tuesday 5.29.12
	Merrill Lynch PBIG team breaks away in tumbleweed country to better pursue next-gen oil fortunes Chad Clary and Dane Crunk are bringing Dynasty Financial's technology to UHNW folks with dusty boots, deep tans and around $800 million of assets	Tuesday 5.8.12
	A hungry NYC-based firm takes aim at a bigger future by signing on with Dynasty Financial Partners Further Lane kept hearing about the vendor of vendors -- then paid a visit, and also put Black Diamond and Callan in its cart	Friday 5.4.12
	8 notable takeaways from the spring 2012 Tiburon CEO Summit The breakaway movement still depends more on Wall Street's moves than Main Street's moxie	Wednesday 4.18.12
	Dynasty is on the ground floor of a roll-up-like venture grabbing RIAs inside the largest accounting firms Atlanta-based Method will parachute in to take over operational and management control of wealth managers providing advisory expertise their CPA-firm parents may lack	Thursday 4.12.12
	Extracting a mentor from retirement, Shirl Penney continues to make Dynasty look more like Smith Barney than Smith Barney Jerry Eberhardt oversaw Citi's wirehouse for the Western U.S. and now he's eager to help advisors looking to transition from the big branded firms	Thursday 4.12.12
	AMG makes a dramatic entry into wealth management arena, buying majority stake in $10B Veritable Veritable LP is the first in a series of very big RIAs the giant asset management firm has its eye on	Wednesday 3.21.12
	The top 10 people to watch in the RIA business in 2012, Part 2 Keeping an eye on those gaining the most ground in the fleet-footed RIA industry	Tuesday 3.13.12
	Dynasty adds Larry King, a cornerstone advisor of legacy Smith Barney's family wealth unit At Morgan Stanley Smith Barney, the Saratoga Springs team had about $1.2 billion	Monday 2.6.12
	Dynasty Financial and Black Diamond combine to pick off a big family office helmed by women Alexandra & James Wealth Management uses the duo to replace Fortigent as it nears $1 billion of AUA	Friday 1.20.12
	How Fortigent got $50 billion on its platform by treating an RIA pain-point The Rockville, Md.-based company was early in the high-end of the market but other outsourcers are catching on	Monday 9.12.11
	Dynasty Financial Partners brings on Timothy Bello from SkyBridge Capital A big part of the new hire's job will be to make sure RIA clients make good use of the Dynasty platform	Monday 9.12.11
	Dynasty Financial nabs a big Florida RIA as a client, pulling closer to Schwab The New York start-up has known Cypress since a conversation in 2008	Friday 7.22.11
	Why an elite Morgan Stanley Smith Barney advisor jumped ship and plans 10 offices around the globe Breakaway is using high-profile startup Dynasty to access key vendors	Tuesday 2.8.11
	Dynasty Financial Partners ends legal squabble with Bank of America, clearing deck for growth The high-profile startup may have passed up chance to win its case, an attorney says	Tuesday 1.25.11
	What exactly is Dynasty Financial Partners and why is the Smith Barney execs' startup gaining so much attention? Some combination of a bold business model, powerful backers and good PR -- lawsuit aside -- made for a good break out of the gate	Monday 12.13.10