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Articles tagged "National Financial"


Sanjiv Mirchandani: People in this business don't make a move until they get everyone in the family to make a sale.

Fidelity gleans why so many 'attractive' advisors cling to wirehouses and Cerulli's newest RIA data shows plenty find courage
Those hefty retention bonuses aren't the only thing keeping brokers tied to their desks -- family sentiment has huge impact on 'fence-sitters'

Wednesday 5.8.13
John Morris: There was really excitement around the news of Bin Laden.

Fidelity holds exclusive annual conference and gets an unforeseen jolt of energy from Bin Laden's death
Advisors were happy to have Bill Clinton, Fareed Zakaria and other experts on hand for perspective

Wednesday 5.11.11
Sanjiv Mirchandani: There are many, many firms like Commonwealth, National Financial Partners and Cambridge Investment Research that are doing just fine and their value proposition has only grown

National Financial Services records some wins to ease the pain of Bank of America loss
The number two clearing company is placing emphasis on fee-minded IBDs like Berthel Fisher

Wednesday 2.16.11
Bernie Clark: An advisor coming to Schwab with alternative assets to custody needs to be able to provide some transparency.

Schwab leads effort to create industrywide solution for alternative assets
The San Francisco custodial giant is now working to recruit other members to DTCC innovation

Friday 12.17.10
Pat Mendenhall expects to fill a big vacancy in this 1330 Post Oak Boulevard building.

A HighTower-like consolidator rises from Texas ground
A UBS star is raising capital and recruiting up a storm

Tuesday 11.16.10
Richard Hart: We think it’s a really big deal.

(Updated) Fidelity elevates hybrid offering by giving RIA technology to thousands of IBD reps
WealthCentral lures breakaways to FIWS and it may also work for National Financial

Friday 10.1.10
Mike Durbin: Fidelity's investment management heritage and capital markets resources are unique qualities among custodians

Fidelity plows ahead in the RIA business with overhauls of service, technology and management
Stagnant for more than a decade, the Boston-based RIA custodian has become a cauldron of dynamic change in last few years

Tuesday 3.30.10
Maggie Serravalli: It is about taking it to the next level and making it a distinctive experience

Fidelity names buck-stops-here service czar for all of its financial advisory channels
Maggie Serravalli is aiming for service quality consistency

Monday 3.15.10
Charles Goldman: Having four, five or six brands is confusing and expensive. People want to do business with Fidelity.

Fidelity is bidding its HybridOne brand farewell
The Boston broker makes the move as Pershing's competing hybrid offering wins raves

Wednesday 12.9.09



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