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Articles tagged "Dan Moisand"


Brent Burns: A lot of people were talking about psychology and a lot of advisors are eager for that sort of training.

FPA Retreat 2012 shines spotlight on the emotional and psychological dynamics between advisor and client
The 400 advisors on hand seemed eager discover ways to make the advisor-client process more meaningful

Friday 5.18.12
Dan Moisand: They have the opportunity to stop it, or screw it up worse than they already have.

Fearful that the SEC has been overworked, lobbied and bullied into a SIFMA stupor, fiduciary crowd launches 16-page missile
Among other things, the letter calls SIFMA's idea of a uniform fiduciary standard a 'broker sales standard'

Friday 4.13.12
Kevin Keller: We do not want to be a regulator. Our role is setting standards, and our role is most appropriate as it is.

(Updated) What’s behind the CFP Board’s big fee increase
'Category-killer' is in the eviable position of controlling a mark that many advisors think is essential

Thursday 4.14.11
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Most Emailed Stories »

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Grant Barger: Any prospect should ask: What is your purpose?5 questions advisors must prepare to answer to remain relevant
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Cathy Curtis: My goal is to have prospective women clients find me on LinkedIn.RIAs recount how they reap new clients using LinkedIn and Twitter, stealing a march on shackled wirehouse advisors
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Mark Tibergien: It's been a dream of ours.Pershing and BNY Mellon unveil a unified, 'dream' RIA and bank custody unit
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Jeffrey Concepcion: I'd tell you the biggest victory was the vindication and comments from former co-workers.How Jeffrey Concepcion manned up after FINRA and Lincoln Financial troubles to become an LPL giant
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Jennifer Ingham: The B-D relationship is needed because in the RIA world of investments for corporate retirement plans. many funds still pay some sort of revenue sharing.Why a $1-billion Fidelity RIA is placing LPL at the heart of its 401(k) business