News, Vision and Voice for
the Advisory Community
advertisement

Content tagged "Blaine Aikin"



Phyllis Borzi: We thought we hadn't done enough.

Borzi: Exemptions from conflict of interest will be part of new fiduciary proposal
An easing of the ban against advisors accepting payment from money managers for selling their products may be in the works

Tuesday 5.7.13
Randy Long: Being willing to serve in a fiduciary role has had a major impact in the growth of the firm.

10 most influential individuals in the 401(k) industry affecting RIAs in 2012, Part 1
Cataclysmic changes are in store RIAs advising retirement plans -- here's who's building up and advocating for this vital sector

Thursday 1.3.13
Kathleen Stewart: The industry and banks are always in a state of flux, and that's something you live with every day.

fi360 lures an executive away from Wells Fargo Private Bank to help thousands of advisors deliver fiduciary care
Kathleen Stewart wore many hats at the big wealth manager and has worked for an RIA and Goldman Sachs alike

Friday 4.20.12
Blaine Aikin: Regardless of what happens to regulatory reform, we expect to do really well.

Private equity strikes again, this time quietly buying control of fi360 for $11.5 million
Bluff Point Associates principals liked the recurring revenues and bright growth prospects

Tuesday 4.10.12
Susan John: It appears we may be on the same page for once. This is just one of those odd circumstances.

As DOL contemplates stiff fiduciary-related penalties on advisors, NAPFA and FPA find rare concord with FSI
The more RIA-focused groups agree with the IBD trade group that holders of smaller IRA accounts will not be able to pay for advice under new rules

Thursday 3.22.12
Lou Harvey: It's really going to annoy the hell out of the plan sponsors.

Which three of DOL's new 401(k) rules represent the biggest land mines for financial advisors and plan sponsors
Accepting gifts, estimating fees and using asset allocation models all demand treading lightly

Tuesday 2.14.12
Harold Evensky: They want to be in a position to raise money from industry sources and that's something we didn't want to do.

Fiduciary leaders splinter into two advocacy groups over divergent views
Knut Rostad takes six people with him to start the Institute for the Fiduciary Standard

Thursday 8.25.11
Blaine Aikin does not take a statement about the fiduciary standard at face value. Rather, he asks whether a person or organizations embraces the principals behind the existing standard.

NY Times uncovers deeper fiduciary truth by interviewing wirehouse brokers
Yesterday's article in respected newspaper shows brokers themselves make no pretense about putting the client first

Friday 3.5.10

From the RIABiz Directory »

The Industry Sourcebook for RIAs


An
Exclusive Webinar Video

Answering the Rarely-Answered Questions of Becoming an RIA

brought to you by Play

Browse All Archives


2014


    April
    March
    February
    January

2013


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2012


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2011


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2010


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2009


    December
    November
    October
    September
    August

Most Emailed Stories »

Mike Alfred: If you're hoarding all of this data and won't help wholesalers to help everyone get better they won't work with you.
9 shares
BrightScope sees sales soar as formerly adversarial big 401(k) companies buy data about their own business

Patrick Sheppard: Getting back into the retail world and getting back into the high-net worth world was more fulfilling than dealing with institutions on a global basis.
7 shares
Why a $500-million RIA Rt. 495 start-up hired a no-book ex-BNY Mellon Asset Management CFO

Tom Valverde's hire is part of Fidelity's new 'geographical' sales strategy.
4 shares
Fidelity Institutional bags Pershing's RIA sales chief and gives him a lesser title

Charles Goldman: We bought the firm hoping the CEO would be there.
4 shares
Charles Goldman speaks from the CEO Summit hotel about what he didn't see coming at AssetMark and how it changed his life

Fidelity's alt investments brain trust: 'It used to be three guys and a dog in Greenwich.'
1 shares
Fidelity, Goldman Sachs and Morningstar call 16 top reporters to New York to define the RIA alts problem -- and to explain how their Dream Team solves it


Get the RIABiz Today
Email Alert »