News, Vision and Voice for
the Advisory Community
advertisement

Content tagged "Blaine Aikin"



Phyllis Borzi: We thought we hadn't done enough.

Borzi: Exemptions from conflict of interest will be part of new fiduciary proposal
An easing of the ban against advisors accepting payment from money managers for selling their products may be in the works

Tuesday 5.7.13
Randy Long: Being willing to serve in a fiduciary role has had a major impact in the growth of the firm.

10 most influential individuals in the 401(k) industry affecting RIAs in 2012, Part 1
Cataclysmic changes are in store RIAs advising retirement plans -- here's who's building up and advocating for this vital sector

Thursday 1.3.13
Kathleen Stewart: The industry and banks are always in a state of flux, and that's something you live with every day.

fi360 lures an executive away from Wells Fargo Private Bank to help thousands of advisors deliver fiduciary care
Kathleen Stewart wore many hats at the big wealth manager and has worked for an RIA and Goldman Sachs alike

Friday 4.20.12
Blaine Aikin: Regardless of what happens to regulatory reform, we expect to do really well.

Private equity strikes again, this time quietly buying control of fi360 for $11.5 million
Bluff Point Associates principals liked the recurring revenues and bright growth prospects

Tuesday 4.10.12
Susan John: It appears we may be on the same page for once. This is just one of those odd circumstances.

As DOL contemplates stiff fiduciary-related penalties on advisors, NAPFA and FPA find rare concord with FSI
The more RIA-focused groups agree with the IBD trade group that holders of smaller IRA accounts will not be able to pay for advice under new rules

Thursday 3.22.12
Lou Harvey: It's really going to annoy the hell out of the plan sponsors.

Which three of DOL's new 401(k) rules represent the biggest land mines for financial advisors and plan sponsors
Accepting gifts, estimating fees and using asset allocation models all demand treading lightly

Tuesday 2.14.12
Harold Evensky: They want to be in a position to raise money from industry sources and that's something we didn't want to do.

Fiduciary leaders splinter into two advocacy groups over divergent views
Knut Rostad takes six people with him to start the Institute for the Fiduciary Standard

Thursday 8.25.11
Blaine Aikin does not take a statement about the fiduciary standard at face value. Rather, he asks whether a person or organizations embraces the principals behind the existing standard.

NY Times uncovers deeper fiduciary truth by interviewing wirehouse brokers
Yesterday's article in respected newspaper shows brokers themselves make no pretense about putting the client first

Friday 3.5.10

From the RIABiz Directory »

The Industry Sourcebook for RIAs



Browse All Archives


2015


    July
    June
    May
    April
    March
    February
    January

2014


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2013


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2012


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2011


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2010


    December
    November
    October
    September
    August
    July
    June
    May
    April
    March
    February
    January

2009


    December
    November
    October
    September
    August

Most Emailed Stories »

Dave Welling will now get his crack at giving Advent Axys a clear way forward.
22 shares
SS&C's first big act as Advent Software's new owner is to put RIAs using Axys and APX under Black Diamond

Mark Mandich: Curian has determined that it is no longer commercially positioned to provide clients high value investment programs.
16 shares
Following 'irregularities', Mark Mandich says Curian Capital will close its door in 2016

Tech boss Victor Fetter claimed LPL had effected 1,500 improvements in its technology this year, many regarding its tee-up of ClientWorks.
5 shares
LPL Financial tosses its sales pitch to 7,000 in its HQ city of Boston

Terri Kallsen: We need more feet on the street.
1 shares
Schwab's big reveal at its July update: Goal to hire 1,800 financial advisors and unpause branch expansion

Steve Prostano says he will hire a big team as a first order of business.
1 shares
BNP Paribas -- dominator of the UHNW market in France -- taps ex-Silver Bridge chief for ultrahigh-net-worth assault on US


Get the RIABiz Today
Email Alert »