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Articles tagged "TowerGroup"

Bob Reynolds: Once you tune out the hysteria and hyperbole ... it’s very clear that Social Security reform does not require draconian measures, just some very uncommon political courage.

DC Current: Bob Reynolds spoke on retirement reform, but what he left unsaid was more interesting than the speech
Retirement reform hovers just outside the spotlight. Will it step inside next year?

Friday 11.19.10
Phyllis Borzi: If it gets rid of schlocky advice, that’s okay with me.

Proposed DOL regs expose more advisors to fiduciary liability
Language of rules amounts to better ammo for lawyers

Friday 10.22.10
Scott Pritchard: As much as I’d like to say that Fidelity has lost their edge, I think this is just a reflection of the fact that a small percentage of plan sponsors have begun to recognize the value of working with independent RIAs.

What the confidential documents uncovered by Reuters say about Fidelity's future in the 401(k) business
A rare glimpse at the 401(k) giant's client tally shows slippage among big customers but its 401(k) business may be finding increased traction with advisors

Thursday 7.8.10
Alois Pirker: Wirehouses are watching the breakaway movement slowly and are likely to adapt. "They're not stupid."

Study: Breakaway trend may slow as wirehouse mergers start to click
To keep brokers, some wirehouses may offer more independent platforms

Tuesday 6.1.10
Tom Bradley: We were very, very pleased with how we did across our advisory service business, and we’re set up well for 2010

Where TD Ameritrade has come since its 2006 merger and where it is headed in 2010
The Jersey City-based custodian keeps finding ways to grow, improve and land on its feet

Wednesday 2.3.10
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Most Emailed Stories »

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Story » Grant Barger: Any prospect should ask: What is your purpose?5 questions advisors must prepare to answer to remain relevant Read 
Story » Cathy Curtis: My goal is to have prospective women clients find me on LinkedIn.RIAs recount how they reap new clients using LinkedIn and Twitter, stealing a march on shackled wirehouse advisorsRead 
Story » Mark Tibergien: It's been a dream of ours.Pershing and BNY Mellon unveil a unified, 'dream' RIA and bank custody unitRead 
Story » Sallie Krawcheck: I worry our industry will become the Republican party -- with middle-age white guys talking to middle-age white guys, saying that we need to change.At Envestnet event, Sallie Krawcheck alludes to Crager alliance, blasts women-as-niche marketers and edges perhaps closer to endorsing the RIA modelRead 
Story » Jeffrey Concepcion: I'd tell you the biggest victory was the vindication and comments from former co-workers.How Jeffrey Concepcion manned up after FINRA and Lincoln Financial troubles to become an LPL giant