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Cerulli Associates

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	Title	Date Published
	How U.S. Bank appeared on the scene as an RIA custodian and where it might find love Though the brand seems to scream out Generic Retail Bank, its Cincinnati RIA unit see room to wrest share from bigger, more faceless banks and the smaller brokerages	Tuesday 6.11.13
	Pershing and BNY Mellon unveil a unified, 'dream' RIA and bank custody unit The idea is to create one service experience for assets held in both bank and brokerage accounts under a single advisor -- with Mark Tibergien calling all the shots.	Friday 5.17.13
	What ever became of RBC's RIA custody unit after it showed such promise Royal Bank of Canada high-ups say RBC Advisor Services still holds importance, but the Cerulli numbers are concerning and some RBC brokers are barred from channel switches	Thursday 5.16.13
	Fidelity gleans why so many 'attractive' advisors cling to wirehouses and Cerulli's newest RIA data shows plenty find courage Those hefty retention bonuses aren't the only thing keeping brokers tied to their desks -- family sentiment has huge impact on 'fence-sitters'	Wednesday 5.8.13
	Schwab garners $4 billion in index-only 401(k) assets fast out of the gate Critics applaud the San Francisco broker's early success but wonder whether such a cost-focused approach is really enough	Friday 2.22.13
	CAPTRUST wakes up the 401(k) industry by buying $1-billion advisor/recordkeeper that adds the 'magic' to its arsenal Freedom One's system offers 3(38) fiduciary management that allows the $85-billion Raleigh behemoth a way to take greater control of assets	Wednesday 1.9.13
	How RIAs are becoming as complacent as wirehouses -- and what it'll take to snap out of it There is empirical evidence that challenges are increasing but also reasons to believe they can be met	Monday 12.10.12
	Technical challenges may push Schwab's ETF-only 401(k) plan schedule into 2014 -- deferring an intriguing financial clinical trial The bad news for Bettinger: a few million more lines of code; The good news: Fidelity won't seek to capitalize on the extended deadline	Wednesday 10.3.12
	Cerulli: RIAs and hybrid RIAs make giant advances on banks and wirehouses in the 401(k) race DOL guidance is making a difference and so is bank and wirehouse reluctance to take on fiduciary risk	Thursday 9.27.12
	How a $12 billion RIA grew to $20 billion in less than a year by raiding 401(k) accounts from legacy players Randy Long boasted that he'd pick off the big boys' clients and came through with the help of a crack team of 12 young turks	Wednesday 9.26.12
	Is UBS channeling its inner IBD in levying $15 charges on its advisors for redundant mobile devices? The wirehouse's charges seem on target on paper but are they penny rational and pound foolish?	Wednesday 8.8.12
	Merrill Lynch jumps on the fiduciary bandwagon in retirement plans but critics see lingering conflicts Morgan Stanley, UBS and Wells Fargo Advisors already went this route but can wirehouses really deliver strict fiduciary care?	Tuesday 4.3.12
	Wells Fargo targets tempting but treacherous UHNW market with Abbot Downing launch With $33 billion of assets and legacy Lowry Hill and Calibre elements, the unit plans to hit the ground running and compete in a realm where RIAs are only starting to make a dent	Monday 4.2.12
	Wirehouses will create their own independent models, Tiburon report says WIll 2012 be the year that wirehouse 'halfway houses' catch fire?	Thursday 1.19.12
	Once good for a few million, TD Ameritrade's foot-in-the-door strategy is starting to net billions With the paperwork signed, TD goes to work wooing big RIAs with technology, special pricing and a maverick culture	Tuesday 10.11.11
	Schwab Advisor Services is nearing $800 billion of RIA assets but analysts are split over whether it can continue to dominate Fidelity keeps flexing its muscles as Schwab raises its hybrid-friendly profile, reaches out to IBDs and rolls out an ambitious vendor platform	Tuesday 9.6.11
	Rough markets cull the advisory herd but in a healthy way, new Cerulli data shows RIAs grow in numbers and strength	Wednesday 8.31.11
	RIAs and online brokers are winning the market-share game Wirehouses will have to re-up retention bonuses or see mass migrations of top producers	Wednesday 7.27.11
	After IRS audits hit non-profits, RIAs are positioned to wrest a fortune in 403(b) assets from annuity companies The money in motion may reach into the hundreds of billions, though gaining an entree has its frustrations	Tuesday 7.26.11
	How five recent RIABiz articles caught readers' attention and what bigger stories they tell If advisors blinked in the last two weeks, telling chapters of growth slipped by	Thursday 4.28.11
	The RIA world according to Cerulli How do you build a top practice? Pick the right model, specialize and focus on referrals, says broad study	Wednesday 4.20.11
	Cerulli report: Specialized RIAs likely to win middle-market 401(k) plan battle Gold-standard study shows fee-only adviser poised to take over	Thursday 4.14.11
	The RIABiz list of winners and losers in the wake of the SEC's fiduciary study The race is on as laggards adapt to new vision of the future	Friday 1.28.11
	U.S. Trust advisor joins an RIA after surviving the firm's sale to Bank of America Stacey Reinhart joins Emerson Investment Management to get back to basics	Tuesday 8.24.10
	Tiger 21 members have shifted priorities in choosing who manages their investments Tiger, a forum for the ultra-affluent, has members who see the beauty of working with squeaky-clean advisors	Friday 4.30.10
	Consolidation pushes a veteran of Wachovia, U.S. Trust, National City into the RIA space Trendspotters see increase in bank breakaways as wealth management divisions consolidate	Tuesday 2.16.10
	A giant is awakening in the hybrid RIA market Schwab vows to spend big in 2010 and 2011 on better connections to IBDs	Thursday 1.14.10
	Page One Wall Street Journal article is a 'home run' for the RIA industry Story's impact could exceed New York Times article about Smith Barney breakaway two years ago	Tuesday 1.5.10