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Articles tagged "Derek Bruton"


Paul Orfalea founded West Coast Asset Management when he sold Kinko's but left two years ago.

Derek Bruton brings aboard two advisors seeking big back office after founder of their RIA, UHNW Kinko's founder, moves on
The former LPL executive's roll-up effort absorbs accounts of West Coast Asset Management, after it had challenges as a stand-alone RIA

Monday 10.6.14
Bill Dwyer: When I met Nick it reminded me of a similar presence ...(Todd Robinson). Lightning strikes twice.

What exactly enticed Bill Dwyer out of retirement to work on the other side
The former LPL leader takes a spot vacated by Larry Roth at RCS Capital that involves selling to advisors

Thursday 9.25.14
Ray Lucia Jr.: We have a profound respect for my father ... his regulatory challenges are his and his alone.

Derek Bruton joins forces with Ray Lucia Jr. in San Diego to execute national RIA hybrid plan
The ex-LPL exec saw no issue at all joining the eponymous son of the radio host barred by the SEC

Thursday 7.31.14
Joan Khoury will help to transition the people taking her duties.

LPL's Robert Moore makes his next moves -- and this time Joan Khoury is out
As LPL seeks its voice as a corporation, the company will go a new direction for marketing with reently hired Morgan Stanley and Russell Investments talent

Thursday 6.5.14
Bill Morrissey epitomizes LPL's ability to grow rapidly.

What Derek Bruton's replacement may say about the departure that still has people shocked
Bill Morrissey is known to grind out quantifiable results

Monday 4.14.14
Derek Bruton: It allowed me to step back and look at all I had accomplished to date and where I wanted to go from here.  In the short term, I will be taking some time to prioritize and recharge.

What is the story with Derek Bruton's sudden LPL departure?
The powerful veteran seemed to be in the prime of his career and rising with a long track record of goodwill

Sunday 4.6.14
LPL advisors will join Mario Andretti and other jet-setters on the French Riviera next week.

LPL is taking its elite RIAs and other top producers to Monte Carlo in out-of-beribboned-box move
The broker-dealer's record first time sign-ups show the European haven strikes a chord with Orlando-weary advisors

Wednesday 3.5.14
Derek Bruton: The sales cycle has lengthened.

At the $50 billion mark, Derek Bruton discusses how LPL's hybrid unit became 'wildly successful' and why Fortigent helps put the $100-billion target closer still
Booming markets have slowed recruiting, but the IBD's RIA custody unit will only get better as it affords itself more and more of Fortigent brainpower

Wednesday 6.19.13
Andy Kalbaugh and Derek Bruton do a takeoff of an ESPN sports show called “Pardon the Interruption.”

LPL shows flashes of its new image at Financial Masters 2013
Mark Casady talked up a more 'personal' approach and Robert Moore suggests an increased focus on the high net worth market

Tuesday 3.19.13
Winnie Sun: We have doubled the size of our staff and published iPhone and iPad apps for our clients, and we will be starting to post YouTube videos.

LPL showcases some successful, ambitious advisors as the FOCUS 2012 conference wraps up
'King of the world' James Cameron was on hand to talk about the risk of not taking risks and an ex-IMF economist confirmed that there are plenty to go around

Wednesday 8.29.12
Derek Bruton (l.) and his colleagues (Andy Kalbaugh on r.) have implemented home office “Private Briefings” focusing on clients with over $10 million in investable assets.

LPL kicks off FOCUS 2012 talking about service for UHNW investors
The big broker-dealer also talks about big 401(k) plans and offers a couple of details about Fortigent

Wednesday 8.22.12
Charles Shapiro: We're not trying to cannibalize LPL's business ... We're trying to build a great hybrid model.

Three MSSB brokers gravitate to a $4.5 billion LPL hybrid with a hefty RIA platform -- and a sub-channel appears to be nearing critical mass
Ohio-based Stratos offers cozy and profitable setup that stands between the biggest IBD and the advisors who ultimately consume its services

Wednesday 6.27.12
Joan Khoury: We have flexibility of delivering advice to a broader range of investors.

LPL lures top execs away from Merrill Lynch, MSSB
Such defections from the wirehouse world to the IBD arena would not have happened even 10 years ago, recruiters say

Monday 3.5.12
John Hyland: If you compare that to LPL itself, that's a more competitive comprehensive structure.

How LPL's biggest branch office added $3.5 billion this year by beating LPL itself with a key service
Private Advisor Group brought 22 compliance-minded advisors onboard this month alone to its RIA -- all with the blessing and help of its big IBD partner

Tuesday 12.20.11

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