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Content tagged "Financial Planning Association"

Financial Planning Association

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Sen. Herb Kohl is taking on brokers, life insurers with amendment to regulate financial planners.

Revised amendment aims to heal breaches in advisor community
New oversight for financial planners may be tougher for Senators to vote against because it is seen as pro-consumer

 Friday 3.19.10
Sen. Herb Kohl favors disclosure by planners of conflicts of interest and compensation.

Proposal would sweep RIAs, planners, brokers into one huge regulatory pool (Updated)
New board promoting the fiduciary standard would oversee 75,000

 Wednesday 3.10.10
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From the RIABiz Directory »

The Industry Sourcebook for RIAs Orion Advisor Services, LLC
Tech: Portfolio Management System
RIA Contact: Kyle Hiatt
More Info » Black Diamond Performance Reporting
Tech: Portfolio Management System
Top Executive: Reed Colley
More Info »
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