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Broker Protocol Member List

Updated 01-29-2012


You can download a PDF of the Broker Protocol here.
To learn more, read RIABiz articles about the Broker Protocol.

Name of FirmDate of Joining Protocol
Citigroup Global Markets Inc. ("SmithBarney")Founding Member
Merrill Lynch, Pierce, Fenner & Smith IncorporatedFounding Member
UBS Financial Services Inc.Founding Member
Stephens Inc.August 19, 2004
UBS International Inc.March 7, 2005
Wells Fargo Advisors, LLC
(formerly Wachovia Securities LLC)
January 10, 2006
Wells Fargo Advisors Financial Network, LLC
(formerly Wachovia Securities Financial Network LLC)
January 10, 2006
Smith Hayes Financial Services, Corp.April 19, 2006
Davenport & Company LLCMay 11, 2006
Raymond, James & Associates, Inc.July 31, 2006
Corestates Capital Advisors, LLCSeptember 12, 2006
Managed Account Services, LLCSeptember 19, 2006
Stanford Group CompanyOctober 12, 2006
Mill Creek Capital Advisors, LLCOctober 19, 2006 – Withdrew as Member (Notice Provided November 28, 2008)
Morgan Stanley & Co. IncorporatedOctober 6, 2006 Withdrew as Member (Notice Provided June 1, 2009)
Captrust Financial AdvisorsNovember 14, 2006
Cutter and Company, Inc.November 20, 2006
TD Wealth Management Services, Inc.
(formerly Commerce Capital Markets, Inc.)
December 14, 2006
Retirement & Investment Group, LLCJanuary 12, 2007
Alexandra & James Co.January 30, 2007
MICG Investment ManagementFebruary 1, 2007
Telemus Investment Brokers, LLCFebruary 14, 2007
Jefferies & Company, Inc.February 15, 2007
A.G. Edwards & Sons, Inc.  March 1, 2007
Cambridge Investment Research Advisors March 2, 2007
Cambridge Investment Research, Inc.March 2, 2007
Purshe Kaplan Sterling Investments, Inc. March 9, 2007
Summit Brokerage Services, Inc.May 3, 2007
Concert Wealth Management, Inc.May 14, 2007
Cypress Wealth Management, LLCJune 1, 2007
Focus Financial PartnersJune 20, 2007 Withdrew as Member (Notice Provided July 17, 2012)
Biltmore Capital Advisors, LLCAugust 22, 2007
Signature Securities September 24, 2007
Wheeler Financial, LLCOctober 4, 2007
The Retirement Planning GroupOctober 9, 2007
Constellation Wealth Advisors, LLCOctober 22, 2007
Cary Street Partners Holdings, LLCNovember 12, 2007
Credit Suisse Securities (USA) LLCNovember 20, 2007
Kovack Securities, Inc.December 6, 2007
U.S. Fiduciary, Inc.December 17, 2007
Gurtin Fixed Income Management, LLC
(formerly WillStar8, LLC)
January 22, 2008
Delta Equity Services CorporationFebruary 6, 2008
Freestone Capital Management, Inc.February 15, 2008
Highline Wealth Management LLCMarch 6, 2008
Valley Wealth, Inc.March 7, 2008
Seneca Wealth Strategies, LLCMarch 13, 2008
Thomas McDonald Partners, LLCMarch 19, 2008
Folger Nolan Fleming Douglas IncorporatedMarch 28, 2008
HRC Investment Services, Inc.March 31, 2008
H. Beck, Inc.April 2, 2008
SeaCrest Wealth Management, LLCApril 23, 2008
HighTower Securities, LLC
(formerly United Fiduciary Securities, LLC)
April 25, 2008 & updated October 22, 2008
WealthTrust Consulting Services, LLCMay 1, 2008
NRP Financial, Inc.
NRP Advisors, Inc.
May 5, 2008 Withdrew as Member (Notice Provided February 10, 2011)
Luminous Capital Holdings, LLCMay 7, 2008
PW Capital LLC doing business as P & W Global AdvisorsMay 9, 2008
Malaga Cove Capital, LLCMay 28, 2008
D. A. Davidson & Co.May 29, 2008
Triad Advisors, Inc.June 2, 2008
Middlecove Capital LLCJune 6, 2008
Oakview Capital Management, L.L.C.June 9, 2008
United Advisors, LLCJune 12, 2008
NWF Advisory Group, Inc. 
NWF Advisory Services, Inc. 
New World Financial and Insurance Services, Inc.
June 25, 2008
KMS Financial Services, Inc.June 25, 2008
Allen & Company of Florida, Inc.June 26, 2008
RBC Capital Markets CorporationJuly 1, 2008
Arcus Capital Management, LLCJuly 1, 2008
TCM Advisors, LLCJuly 2, 2008
Decision Investments, Inc.July 11, 2008
Copperwynd Financial LLCJuly 28, 2008
First Financial Equity Corp.July 28, 2008
Capital Insight Partners, LLCAugust 1, 2008
Signalpoint Asset Management LLCAugust 4, 2008
Stifel Nicolaus & Company, Incorporated 
Century Securities Associates, Inc.
August 7, 2008
Courage Partners, LLCFriday, August 15, 2008
Mutual Securities, Inc.August 15, 2008
Red Triangle, LLCAugust 20, 2008
Syntrinsic Investment Counsel, LLCAugust 20, 2008
Optimum Wealth Management, LLC dba Green Family Wealth ManagementAugust 21, 2008
Convergent Wealth Advisors, LLC August 21, 2008 Withdrew as Member (Notice provided September 27, 2010)
Sagent Capital, LLCAugust 28, 2008
Monarch Capital, Inc.August 29, 2008
Silver Oak Securities, IncSeptember 3, 2008
Nelson Investment Advisors LLCSeptember 3, 2008
LPL Financial CorporationSeptember 4, 2008
First Allied Securities, Inc.September 10, 2008
Samoset Capital Group LLCSeptember 15, 2008
Renaissance Financial CorporationSeptember 17, 2008
RWWM, Inc. doing business as Roseman Wagner Wealth ManagementSeptember 24, 2008
Uhlmann Price Securities, LLCSeptember 23, 2008
ICW Investment Advisors LLC October 8, 2008 Withdrew as Member (Notice Provided November 8, 2010)
FMA Advisory, Inc. October 8, 2008 Withdrew as Member (Notice Provided August 4, 2010)
BSH Financial Services, LLCOctober 9, 2008
White Oak Wealth Advisors, LLCOctober 10, 2008
Nutmeg Securities, Ltd.October 14, 2008
Sterne Agee Financial Services, Inc.October 16, 2008
HighTower Advisors, LLC October 24, 2008
Martin Thomas Wealth Management LLCOctober 24, 2008
Sterne, Agee & Leach, Inc.October 28, 2008
Moors & Cabot, Inc. October 28, 2008
Meeschaert Capital Markets, Inc.October 31, 2008
Delta, L.L.C. November 4, 2008
Dominick & Dominick LLCNovember 4, 2008
Mariner Wealth Advisors, LLCNovember 7, 2008
Janney Montgomery Scott LLCNovember 7, 2008
Stanford Capital Management, LLCNovember 7, 2008
Gratus Capital Management, LLCNovember 14, 2008
Wunderlich Securities, Inc.November 14, 2008
Prospera Financial Services, Inc.November 17, 2008
Bannerstone Capital Management, LLCNovember 20, 2008
Level Paths, LLCNovember 21, 2008
Investment Centers of America, Inc.November 25, 2008
SII Investments, Inc.November 25, 2008
National Planning CorporationNovember 25, 2008
Anderson & StrudwickNovember 25, 2008
City Securities CorporationNovember 25, 2008
Mid Atlantic Capital CorporationNovember 25, 2008
Pandolfo Capital LLC (formerly PCapital, LLC)December 2, 2008
Tampa Asset Management, LLCDecember 2, 2008
Fulton Financial AdvisorsDecember 10, 2008
J. A. Glynn & Co. December 10, 2008
Rehmann Capital Advisory Group, LLC December 11, 2008
Main Street Financial Solutions, LLCDecember 16, 2008
Allegiance Capital, LLCDecember 22, 2008
Sheaff Brock Investment Advisors, LLCDecember 22, 2008
Fulcrum Securities, Inc.January 5, 2009
Fowler Financial Group, Inc. January 5, 2009
Agate Asset Management, LLCJanuary 5, 2009
Spire Investment PartnersJanuary 5, 2009
David A. Noyes & CompanyJanuary 13, 2009
Westminster Financial Securities, Inc.January 13, 2009
VIMA, LLCJanuary 23, 2009
Brighton Wealth Management, Inc.January 23, 2009
Winslow, Evans & Crocker, Inc.January 23, 2009
Advisers Investment Management, Inc.January 23, 2009
BPU Investment Management Inc.January 23, 2009
VSR Financial Services, Inc.January 23, 2009
Capital Guardian, LLCJanuary 23, 2009
Thurston, Springer, Miller, Herd & Titak, Inc. January 23, 2009
Actinver Securities, Inc.January 26, 2009
PCG Asset Management, LLC January 26, 2009
Heller Capital ResourcesJanuary 27, 2009
Blue Creek Securities, LLCJanuary 27, 2009
Sunbelt SecuritiesJanuary 30, 2009
Cantella & Co., Inc. January 30, 2009
Providence Wealth Advisory, LLCJanuary 30, 2009
MPWA, Inc. dba Mestmaker & Petrey Wealth AdvisorsFebruary 2, 2009
Sigma Financial Corporation February 2, 2009
Hazlett, Burt & Watson, Inc. February 4, 2009
Saxony Securities, Inc.February 4, 2009
Campbell Wealth Management Inc. dba
Campbell Wealth Management Group
February 5, 2009
Broadleaf Partners, LLC February 5, 2009
Capital Investment Advisors, Inc.  February 6, 2009 Withdrew as Member (Notice Provided January 31, 2011)
Beacon Capital Advisors, Inc. February 6, 2009
E.K. Riley Investments, LLC February 9, 2009
Delaware Valley Financial Group, Inc. February 11, 2009
Oppenheimer & Co. Inc.February 12, 2009
ClearPath Wealth Management, LLC February 12, 2009
Anthony M. Bondoch & Associates, LLC February 12, 2009
EFG, Inc. February 12, 2009
Callaway Financial Services, Inc. February 17, 2009
Edge Wealth Management, LLC February 17, 2009
Parallel Advisors, LLC February 19, 2009
Vanderbilt Securities, LLC February 23, 2009
Davis Securities LLC 
Davis Management, LLC 
(d/b/a Davis Capital Advisors) 
March 3, 2009
Robinswood Financial LLC March 3, 2009
James Caird Capital Partners, LLC March 3, 2009
Alpine Wealth Management LLC March 3, 2009
Hutchinson Financial, Inc. March 4, 2009
KFG Enterprises, Inc. and Kentucky Financial Group, Inc. and Private Client Services, Inc.March 4, 2009
Financial Advisers of America, LLCMarch 5, 2009
AFA Financial Group, LLC March 9, 2009 Withdrew as Member (Notice Provided June 24, 2010)
Next Financial Group, Inc.March 9, 2009
Teak Tree Capital Management, LLC (formerly Rogers Wealth Management, LLC) March 9, 2009
Blue Prairie Group, LLCMarch 10, 2009
Biondo Asset Management, LLCMarch 10, 2009
Lara, Shull & MayMarch 12, 2009
Sunset Partners Capital Management, LLCMarch 12, 2009
Ponte Vedra Financial, LLCMarch 12, 2009
James G. Anthony Financial Group, Inc.March 13, 2009
Morgan Keegan & Company, Inc. March 16, 2009
Riverstone Wealth Management March 16, 2009
RHS Financial LLCMarch 16, 2009
White Space Financial LLCMarch 16, 2009
Capital Investment Group, Inc., Capital Investment Brokerage, Inc. March 16, 2009
Pacific West Securities, Inc.March 17, 2009 Withdrew as Member (Notice Provided June 21, 2012)
Eagle One InvestmentsMarch 17, 2009
Integrated Wealth Management, Inc.March 17, 2009
Benjamin F. Edwards & Co., Inc.March 17, 2009
Elzey Financial GroupMarch 17, 2009
Starry Financial GroupMarch 17, 2009
American Money Management, LLC March 17, 2009
Signature Bank of ArkansasMarch 19, 2009
Glickenhaus & Co.March 19, 2009
DiLauro Financial Services, Inc.March 19, 2009
Zick Whitted Group, Inc. March 19, 2009
Americap Wealth ManagementMarch 25, 2009
Fintegra, LLCMarch 25, 2009
Strategic Portfolio AdvisorsMarch 25, 2009
Guillet Capital Management LLCMarch 25, 2009
SMH Capital Inc.March 25, 2009
Gamble Jones Investment CounselMarch 27, 2009
Peroff Financial GroupMarch 27, 2009
Walnut Street Securities, Inc.March 27, 2009
Tower Square Securities, Inc.March 27, 2009
SGB and LMC, Inc.March 27, 2009
Rothschild Investment Corporation March 27, 2009
Infinium Investment Advisors, LLCMarch 30, 2009
Lexington Wealth Management April 2, 2009 Withdrew as Member (Notice Provided December 5, 2011)
NFP Securities, Inc. April 2, 2009
Plant Investment Services, Inc. April 2, 2009
AF Advisors, Inc.April 7, 2009
Woodbury Financial Services, Inc. April 7, 2009
Smith, Moore and Co. April 7, 2009
Confidential Management Financial Services, Inc. April 9, 2009
Confidential Management Planning Services, Inc. April 9, 2009
Fingerlakes Wealth Management, Inc. April 9, 2009
Exeter Financial, LLCApril 14, 2009
Partners Investment Network, Inc. April 14, 2009
Cresap, Inc.April 16, 2009
Georgina Asset Management, LLC April 16, 2009
Riverflow Wealth Management, LLCApril 20, 2009
Retirement Planning Services, Inc. April 21, 2009
Northland Capital Management, LLC April 21, 2009
Financeware, Inc. dba Wealthcare Capital ManagementApril 24, 2009
ClearRock Capital, LLC April 24, 2009
Compass Financial Advisors, LLCApril 24, 2009
First Harbor Financial Services, Inc.April 24, 2009
Zufall Financial Services, LLCApril 24, 2009
Peak Wealth Advisors, Inc. April 24, 2009
Clearview Investment Partners, LLCApril 24, 2009
Southwest Securities, Inc.May 1, 2009
True North Capital Group, Inc.May 1, 2009
Western International Securities, Inc.May 1, 2009
Wedbush Morgan SecuritiesMay 4, 2009
Arthur W. Wood Company, Inc. May 4, 2009
WMS Partners, LLC May 8, 2009
Crowell, Weedon & Co.May 8, 2009
Kapp Scanlon Financial GroupMay 8, 2009
Watermark Financial Services, Inc.May 8, 2009
Lake Superior Financial Services, Inc.May 8, 2009
JJD & Associates, Inc.May 8, 2009
Compass Capital Management, Inc.May 8, 2009
American Heritage Securities, Inc.May 12, 2009
EGI Financial, Inc.May 15, 2009
Shaffer Capital Advisers, LLC
Shaffer Capital, LLC
May 15, 2009
Washington Square Capital Management LLCMay 15, 2009
Integrity Financial Advisors, LLCMay 15, 2009
Microsigma Capital Management, LLCMay 15, 2009
Resource Horizons Group, LLCMay 19, 2009
Winans International, Inc.May 19, 2009
Wealth Service Team, LLCMay 22, 2009
Champion Forest Financial AdvisorsMay 22, 2009
Harrison & Company Wealth Management, LLCMay 22, 2009
Alpha Omega Wealth Management, LLCMay 22, 2009
Avisen Securities, Inc.May 22, 2009
Stillwater Capital Advisors, LLCMay 28, 2009
Aventura Securities, LLCMay 28, 2009
Chapin Davis, Inc.June 1, 2009
Capital Strategies Investment Group, LLCJune 1, 2009
Morgan Stanley Smith Barney LLCJune 1, 2009
McAdams Wright Ragen, Inc.June 4, 2009
Golden Assets, LLCJune 4, 2009
PWM, LLCJune 4, 2009
Servus Capital Management LLCEffective June 5, 2009
Extraco BanksJune 5, 2009
The Kerr Mowry Porush Group, LLCJune 5, 2009
DW Advisors LLC dba Daniel Wealth AdvisorsJune 5, 2009
Liberty Bank
Liberty Bank Investment Services
June 5, 2009
Grey Owl Capital Management, LLCJune 5, 2009
Polaris Equity Management, Inc.June 5, 2009
FSC Securities CorporationJune 5, 2009
Royal Alliance Associates, Inc.June 5, 2009
SagePoint Financial, Inc.June 5, 2009
WESPAC Advisors, LLCJune 9, 2009
Yellowstone Partners LLCJune 9, 2009
DeSeranno Corp.June 9, 2009
Donnelly Steen & CompanyJune 9, 2009
Luminous Capital, LLCJune 9, 2009
Capital Wealth Partners, LLCJune 11, 2009
Ameriprise Advisor Services, Inc.June 11, 2009
Ameriprise Financial Services, Inc.June 11, 2009
Financial Principles, LLCJune 16, 2009
Congress Park Capital LLCJune 16, 2009
Concert Private Wealth Advisor Solutions LLCJune 16, 2009
Hancock Securities Group LLCJune 18, 2009
MAM Wealth Management, LLCJune 19, 2009
The Investment Center, Inc.June 19, 2009
Hynes, Himmelreich, Glennon & CompanyJune 24, 2009
LaSalle St. Securities, LLCJune 24, 2009
Ridgeway & Conger, Inc.June 24, 2009
Elliott Davis Brokerage Services, LLCJune 24, 2009
Elliott Davis Investment Advisory Services, LLCJune 24, 2009
Holden Global Financial Consulting, LLCJune 26, 2009
Blossom Wealth Management LLCJune 30, 2009
Glen Eagle Advisors, LLCJune 30, 2009
M Advisory GroupJuly 2, 2009
PKS Advisory Services, LLCJuly 9, 2009
Pinnacle Investments, LLCJuly 9, 2009
Bridgeway Wealth Services, LLCJuly 9, 2009
Chicago Investment Group, LLCJuly 17, 2009
Brighton Jones LLCJuly 17, 2009 Withdrew as Member (Notice Provided November 14, 2011)
Westport Resources Investment ServicesJuly 20, 2009
Lanier Asset Management, LLCJuly 20, 2009
Palmetto Wealth Management LLCJuly 20, 2009
Wilbanks, Smith & Thomas Asset Management, LLCJuly 20, 2009
Yanke Financial, LLCJuly 22, 2009
WFG Investments, Inc.July 22, 2009
Hoxton Financial, Inc.July 23, 2009
Ace Financial Concepts, LLCJuly 23, 2009
National Securities CorporationJuly 23, 2009
Wayne Hummer Investments LLCJuly 27, 2009
DeMoss Capital, Inc.July 28, 2009
BCG Securities, Inc.July 30, 2009
The Fishel Group, Inc.July 31, 2009
Diastole Wealth Management, Inc.
Collective Financial Services, LLC
July 31, 2009
Integral Investment Advisors, Inc. July 31, 2009
Three Bridge Wealth Advisors, LLCAugust 6, 2009
Fusion Analytics Investment Partners, LLCAugust 6, 2009
Celadon Financial Group, LLCAugust 6, 2009
Up North Financial, LLCAugust 6, 2009
Artience Capital Management, LLCAugust 10, 2009
Breakwater Investment Management, LLCAugust 14, 2009
Dempsey Lord Smith, LLCAugust 14, 2009
Parrish & Company Private Wealth Management, LLCAugust 14, 2009
JFS Wealth Advisors, LLCAugust 14, 2009
Pillar Wealth Management Co.August 20, 2009
Capitol Securities ManagementAugust 20, 2009
Garde Capital, Inc.August 20, 2009
Capital Investment Management Group, Inc.
dba The Sullivan Group
August 20, 2009
Smith & Howard Wealth ManagementAugust 20, 2009
Deuce Management, LLCAugust 26, 2009
Sloan Wealth Management, LLCAugust 26, 2009
Chicago Investment Group Advisors, LLCAugust 26, 2009
Anlyan & Hively Asset ManagementAugust 28, 2009
Goodrich Asset Management LLCAugust 28, 2009
Beacon Point Wealth AdvisorsAugust 28, 2009
Guardian Capital Advisors, LLCAugust 31, 2009
Lincoln Financial Advisors CorporationAugust 31, 2009
Lincoln Financial Securities CorporationAugust 31, 2009
Vellum Financial LLCAugust 31, 2009
Trustmont Financial Group, Inc.August 31, 2009
ToTy, Inc.September 11, 2009
ClaraPHI September 11, 2009
Lovett Financial Advisors, LLCSeptember 11, 2009
Greystoke Consulting Inc.September 17, 2009
Landolt Securities, Inc.September 17, 2009
Greenwich Wealth Management LLCSeptember 17, 2009
Dignitas, LLCSeptember 17, 2009
World Equity Group, Inc.September 17, 2009
New York Wealth Management, LLCSeptember 17, 2009
M. Griffith Investment Services, Inc.September 25, 2009
Moneta Group Investment Advisors, LLCSeptember 25, 2009
Alliant Securities, Inc.September 25, 2009
Girard Securities, Inc.September 25, 2009
Anderson Wealth Management, Inc.September 25, 2009
Financial Benefit Services CorporationSeptember 25, 2009
Dogwood Capital Advisors, LLCSeptember 25, 2009
Brewer Investment Group, LLC
Brewer Financial Services, LLC
Brewer Investment Advisors, LLC
September 25, 2009
DP Wealth Management, LLCOctober 2, 2009
Iron Capital Advisors, LLC
Iron Capital Securities, LLC
October 2, 2009
Comprehensive Asset Management and Servicing, Inc.
Comprehensive Capital Management
October 2, 2009
American National Investment Advisors, LLCOctober 2, 2009
InterOcean Capital, LLCOctober 2, 2009
Philadelphia Investment Partners, LPOctober 8, 2009
Mentor Wealth Management, LLCOctober 8, 2009
Kubhera Enterprises, LLCOctober 8, 2009
NDWM, LLC
d/b/a Nerad & Deppe Wealth Management
October 8, 2009
Capital Advisory Group, LLCOctober 19, 2009
Nike Investment Partners, LLCOctober 23, 2009
Lifeline Wealth Advisors, Inc.October 23, 2009
Exos Advisors, LLC
Exos Securities, LLC
October 30, 2009
Verity Investments, Inc.
Verity Asset Management
October 30, 2009
Forefront Advisory, LLC October 30, 2009
Cactus Wealth Adisors, LLCNovember 6, 2009
Bounds & Company LLCNovember 6, 2009
Summit Creek Capital LLCNovember 6, 2009
Buckingham Asset Management, LLCNovember 12, 2009 Withdrew as Member (Notice Provided July 23, 2012)
LWealth LLCNovember 12, 2009
Lakeview Capital Management LLCNovember 16, 2009
First Legacy Securities, LLCNovember 16, 2009
Dougherty & Company LLCNovember 16, 2009
TPG Advisors LLC
dba The Phillips Group Advisors
November 16, 2009
Aqua Capital Advisors LLC November 16, 2009
Zeit Capital LLC
dba Zeit Capital
November 16, 2009
Edge Capital Partners, LLCNovember 20, 2009
InvestForLess, LLCNovember 20, 2009
Investment & Retirement Solutions LLCNovember 20, 2009
Frank Financial, LLCNovember 27, 2009
Synergy Investment Group, LLCNovember 27, 2009
First Landing Financial, LLCDecember 4, 2009
National Asset Management, Inc.December 4, 2009
BFT Financial Group, LLCDecember 11, 2009
Signature Financial ManagementDecember 11, 2009
Madison Financial Group, LLCDecember 11, 2009
HonigstockGroup, LLCDecember 11, 2009
Collar Capital Management, LLCDecember 11, 2009
McGervey Wealth Management, LLCDecember 16, 2009
Meridian Wealth Management, LLCDecember 16, 2009
Harbor Financial Services, LLCDecember 21, 2009
Madison Avenue Securities, Inc.December 21, 2009
Vanguard Capital December 21, 2009
Advanced Financial Strategists, Inc. December 21, 2009
Bass Investors, LLCDecember 21, 2009
William Blair & CompanyDecember 21, 2009
Gateway Advisory, LLCJanuary 5, 2010
McDermott Armati Wealth Strategies LLCJanuary 5, 2010
Arete Wealth Management LLCJanuary 8, 2010
Schilbach Capital Strategies, LLCJanuary 8, 2010
DWM Advisors, LLCJanuary 22, 2010
Private Wealth Northwest, LLCJanuary 22, 2010
Beverly Hills Wealth Management, LLCJanuary 22, 2010
Robinson, Tigue, Sponcil & Associates, LLCJanuary 22, 2010
Biltmore Wealth Management, LLCJanuary 22, 2010
Peninsula Wealth LLCJanuary 22, 2010
JHJ Financial LLCJanuary 29, 2010
JHS Capital Advisors, Inc.January 29, 2010
Korving & Company, LLCJanuary 29, 2010
Berthel Fisher & Company Financial Services, Inc.January 29, 2010
Summit Asset Strategies Wealth Management, LLCFebruary 4, 2010
C-PAS, LLCFebruary 4, 2010
Affinity Wealth Services, LLCFebruary 4, 2010
Brown Associates, Inc.February 4, 2010
Summit Alliance Securities, LLC
Summit Alliance Advisors, LLC
February 10, 2010
Harbor Investment Advisory, LLCFebruary 10, 2010
Pure Capital Management Limited February 10, 2010
Investment Professionals, Inc. February 19, 2010
Baldwin Management LLC February 19, 2010
ChiVest LLC
Meritrust LLC
February 19, 2010
The Kavits/Frey Group, LLC February 19, 2010
HyLine Wealth Solutions, LLC February 19, 2010
Investment Architects, Inc.
Resource Investment Architects, Inc.
February 19, 2010
Hardin Capital Partners, LLC February 26, 2010
TransAm Securities, Inc.
Certified Advisory Corp.
February 26, 2010
JEF Financial Advisors, LLCFebruary 26, 2010
Fisette Financial Services, LLC February 26, 2010
Peachtree Wealth Management, LLC March 2, 2010
C.B. Investment Services LLC March 2, 2010
Advocate Asset Management, LLC March 2, 2010
Glenmore Advisors, LLC March 2, 2010
Mt. Eden Investment Advisors, LLC March 8, 2010 Withdrew as Member (Notice Provided May 24, 2011)
Northstar Wealth Advisors, LLCMarch 8, 2010
Arete Wealth Advisors, LLCMarch 8, 2010
Ataraxis Financial, LLCMarch 12, 2010
Centennial Securities Company LLCMarch 12, 2010
Frontier Wealth Management, LLCMarch 12, 2010
Medich, Brienza & Associates, LLCMarch 12, 2010
NWAM, LLC dba Northwest Asset ManagementMarch 12, 2010
Waddell & Reed, Inc.March 12, 2010
Thomas Financial Associates Inc.March 19, 2010
Center Street Wealth Strategies, LLC March 19, 2010
Client First Financial Services, LLC March 19, 2010
Ensemble Financial Services April 1, 2010
Fitch Wealth Management Group, L.L.C. April 1, 2010
Family Office Group LLC April 1, 2010
TriCor Financial, LLC April 1, 2010
QA3 Financial Corp. April 1, 2010
Denali Wealth Management, Inc. April 1, 2010
Dynamic Wealth Advisors April 14, 2010
Sequoia Wealth Management Group LLC April 14, 2010
First Citizens Bank April 14, 2010 Withdrew as Member (Notice Provided June 30, 2011)
Pacific West Financial Consultants, Inc.April 23, 2010 Withdrew as Member (Notice Provided June 21, 2012)
Viceroy Consulting LLC
Viceroy Private Wealth LLC
April 23, 2010
Financial Insights, Inc. April 23, 2010
TLA Capital Management, LLC April 23, 2010
SF Sentry Securities, Inc. April 23, 2010
Acela Capital Management, LLC April 23, 2010
Kenilworth Asset Management, LLC April 23, 2010
Spyglass Securities, LLC April 30, 2010
Roush Investments, LLC April 30, 2010
Hausinger Financial, LLC May 6, 2010
Wealth Management Network, LLC May 6, 2010
Brookstone Securities, Inc. May 6, 2010
Gore Mountain Advisors, LLC May 6, 2010
Roth Financial Partners, LLC May 6, 2010
Beacon Pointe Advisors May 14, 2010
ArcLight Asset Management, LLC May 14, 2010
Dynasty Financial Partners, LLC May 14, 2010
Tortuga Wealth Management, Inc. May 14, 2010
Financial Network Investment Corporation May 14, 2010
Multi-Financial Securities Corporation May 14, 2010
Prestige Capital Advisors, LLC May 17, 2010
HBA Advisers, LLC dba Haybel, Biel & Associates May 19, 2010
Insight Wealth Partners, LLC May 19, 2010
Palladium Partners, LLC May 20, 1010
Leonard Securities, Inc. May 20, 1010
Sigma Investment Counselors May 20, 1010 Withdrew as Member (Notice Provided July 23, 2012)
Anchor Investment management, LLC May 21, 2010
Leerink Swann, LLC May 24, 2010
Albright Wealth Management May 24, 2010
TDC Advisors, Inc May 28, 2010
Fieldpoint Private Bank & Trust June 2, 2010
Glovista Investments LLC June 2, 2010
Tamar Securities LLC June 3, 2010
Maine Asset Management, LLC June 9, 2010
PRIME Financial Services, Inc. June 11, 2010
Hatton Consulting, Inc. June 16, 2010
Advisory Services Network, LLC June 16, 2010
Partnervest Advisory Services, LLC June 17, 2010
Atlanta Wealth Partners, LLC June 17, 2010
TWS Financial, LLC June 17, 2010
Sanctuary Wealth Services LLC June 18, 2010
Wolfson Wealth Management June 18, 2010
Savant Capital Management June 21, 2010 Withdrew as Member (Notice Provided May 1, 2012)
Colony Park Financial Services, LLC June 21, 2010
Professional Financial Management, Inc. June 22, 2010
Saxon Financial Group June 22, 2010
Quad-Cities Investment Group, LLC June 23, 2010
Waycross Investment Management Company June 25, 2010
Vere Asset Management Inc. June 25, 2010
EVIM, LLC July 2, 2010
Scenic Wealth Management LLC July 6, 2010
O'Dell Jarvis Mandell LLC July 8, 2010
KC Asset Management, Inc. July 12, 2010
Umpqua Investments, Inc July 13, 2010
TWM Group LLC d/b/a Tower Financial July 13, 2010
B.C. Ziegler and Company July 13, 2010
Retirement Wealth Strategies, LLC July 13, 2010
Pure Wealth Management, Inc. July 13, 2010
Capital Management Partners, LLC July 14, 2010
Arsenal Investment Advisors, LLC July 16, 2010
Grand Strategy Capital LLC July 19, 2010
LTC Financial Services, Ltd. July 22, 2010
The Driscoll Group Inc. July 22, 2010
Cascade Financial Management Inc. July 22, 2010
Thomas Investment Management July 23, 2010
Nova Financial LLC July 23, 2010
Signature Estate and Investment Advisors, LLC (“SEIA”) July 26, 2010
Investment Partners Of Acadiana July 27, 2010
Landvik Financial July 27, 2010
Cambridge Wealth Management, LLC August 9, 2010
Nationwide Planning Associates, Inc. August 11, 2010
NPA Financial Services, Inc August 11, 2010
Questis Advisor Partners, LLC August 13, 2010
Sanner Financial Services August 16, 2010
The ETF Store, Inc. August 16, 2010
Trend Modus Capital Management LLC August 19, 2010
PrimeSolutions Securities, Inc August 24, 2010
Scott & Stringfellow, LLC August 24, 2010
Southwest Ohio Investment Advisory, LLC August 26, 2010
Generation Capital Management LLC August 26, 2010
McLean Asset Management Corporation August 27, 2010
Vantage Investment Advisors, LLC September 2, 2010
Krilogy Financial September 2, 2010
Level Four Advisory Services, LLC September 7, 2010
Vector Wealth Management, LLC September 9, 2010 Withdrew as Member (Notice Provided November 6, 2011)
TAG Securities, Inc. September 21, 2010
CenTrust Wealth Management, Inc. September 21, 2010
Sapient Private Wealth management, LLC September 22, 2010
Southland Equity Partners September 23, 2010
Crossroads Wealth Services LLC September 23, 2010
Whitener Capital Management, Inc. September 26, 2010
U.S. Capital Advisors September 27, 2010
Danversbank Private Wealth Group September 28, 2010
HA&W Wealth Management, LLC September 29, 2010
Cadence Wealth Management LLC September 29, 2010
AllSquare Wealth Management, LLC September 30, 2010
Morin Private Client Group, LLC September 30, 2010
Retirement Design & Management, Inc. October 1, 2010 Withdrew as Member (Notice Provided March 29, 2011)
RDM Investment Services, Inc. October 1, 2010 Withdrew as Member (Notice Provided March 29, 2011)
Mesirow Financial Private Client (MFPC) October 1, 2010 Withdrew as Member (Notice Provided May 2, 2012)
Royal Advisors, LLC October 4, 2010
Royal Securities Company October 4, 2010
BWA LLC October 4, 2010
Gill Capital Partners, Inc. October 5, 2010
Select Portfolio Management, Inc. October 6, 2010
Select Money Management, Inc. October 6, 2010
Securities Equity Group October 6, 2010
SCF Securities, Inc.
SCF Investment Advisors, Inc.
October 7, 2010
Jobes Solo Investment Group October 14, 2010
Pactolus Holdings, LLC October 18, 2010
MWH Advisers LLC October 18, 2010
ITA Financial Services Inc. October 19, 2010
TAE Capital Management, LLC October 20, 2010
WRP Investments, Inc. October 25, 2010
North Nassau Advisors, LLC October 27, 2010
Juncture Wealth Strategies, LLC October 27, 2010
Adele Financial Services, LLC October 28, 2010
Asset Management Strategies, Inc. November 2, 2010
Bryant Investment Management Group, LLC November 2, 2010
WBB Securities, LLC November 2, 2010
King & Co. Investment Counsel LLC November 3, 2010
CFMV Global Wealth Advisors LLC d/b/a Victus Capital WealthNovember 3, 2010
Holderness Investments Company November 3, 2010
Washington Wealth Management, LLC November 5, 2010
Aureuseed Wealth management, LLC November 12, 2010
The Weston Banks Company, LLC November 18, 2010
Processus Wealth & Capital Management, LLC November 18, 2010
Transamerica Financial Advisors, Inc. December 1, 2010
Hudson Capital Management LLC December 13, 2010
Tehrani Wealth Management, LLC December 15, 2010
Capital Financial Group, LLC December 30, 2010
Efficient Market Advisors, LLC December 30, 2010
Goldey Capital LLC January 3, 2011
GoTo-Financial, Inc. January 3, 2011
Cobblestone Capital Advisors, LLC January 3, 2011
Packerland Brokerage Services January 4, 2011 Withdrew as Member (Notice Provided April 19, 2011)
CPCM, LLC January 4, 2011
CMC Advisers, LLC January 5, 2011
Rappaport Reiches Capital Management, LLC January 7, 2011
Means Investment Co., Inc. January 7, 2011
J.P. Turner & Company, L.L.C. January 10, 2011
Mullins Investment Services, LLC January 13, 2011
Storehouse Wealth Management, LLC January 13, 2011
Altium Wealth Management, LLC January 17, 2011
Connor Capital Management, LLC January 20, 2011
Bedrock Wealth Management, LLC January 21, 2011
Compass Wealth Managament LLC January 25, 2011
Bellweather Investment Group, LLC January 26, 2011
Triune Capital Advisors, LLC January 28, 2011
SWS Financial Services, Inc. January 28, 2011
Colin Campbell, Sole Proprietor January 28, 2011
J.W. Cole Financial , Inc. January 31, 2011
Integrated Financial Planning February 4, 2011
FFG-I, LLC February 8, 2011
RJR Associates, Inc. February 11, 2011
MBR Capital Management, Inc. February 17, 2011
Christopher Patrick and Associates, LLC February 17, 2011
Grant Arthur & Associates Wealth Services, LLC February 17, 2011
Winthrop Capital Management, LLC February 17, 2011
The Mather Group, Inc. February 18, 2011 Withdrew as Member (Notice Provided May 25, 2011)
Peregrine Diversified Investments February 23, 2011
Paulson Investment Company, Inc. February 24, 2011
Foothill Securities, Inc February 25, 2011
Morse Capital Partners February 28, 2011
Poehling Capital Management, Inc. February 28, 2011
Winkworth Group, LLC February 28, 2011
Arrow Wealth, LLC February 28, 2011
Broussard Financial Group, Inc. March 5, 2011
Marshall & Sullivan, Inc. March 7, 2011
Financially Healthy LLC March 7, 2011
Polar Investment Counsel, Inc. March 7, 2011
ZGL Investments and Financial Planning March 9, 2011
Miller & Gay Investment Management March 10, 2011
Founders Financial Securities LLC March 11, 2011
Evergreen Capital Management L.L.C. March 14, 2011
5th Street Advisors, LLC March 15, 2011
Avant-Garde Advisors, LLC March 18, 2011
BEST Direct Securities, LLC March 21, 2011
Tri Counties Bank March 25, 2011
M & R Financial Services Inc. March 25, 2011
Puplava Securities, Inc. March 30, 2011
Investacorp, Inc. March 30, 2011
Hunter Associates, Inc. March 30, 2011
The Simmons Partnership, LLC April 1, 2011
ArMA Financial Services, Inc. April 5, 2011
Citrin Cooperman Wealth Management, LP April 5, 2011
Vestnomics Wealth Management LLC April 7, 2011
SightLine Investments LLC April 8, 2011
Dogwood Investment Partners, LLC April 13, 2011
Bremer Financial Services April 14, 2011
Alpine Financial Advisors, LLC April 14, 2011
Wareing Financial Group April 15, 2011
Raymond James/Fletcher Financial Group April 18, 2011
HPM Partners LLC April 19, 2011 Withdrew as Member (Notice Provided October 5, 2011)
Novak Asset Management., LLC April 19, 2011
TTHH, LLC April 20, 2011
Leamnson Capital Advisory, LLC April 25, 2011
JAISM LLC April 26, 2011
TP Investment Advisory Services, LLC May 11, 2011
Lindbrook Capital, LLC May 12, 2011
Imus Wilkinson Investment Management, LLC May 13, 2011
Strategic Wealth Partners LLC May 20, 2011
RS Asset Management, LLC May 25, 2011
GJS Financial Services, LLC May 27, 2011
Alpha Asset Advisors, LLC May 27, 2011
Snowden Capital Advisors LLC May 30, 2011
Maclendon Wealth Management, LLC June 2, 2011
AVEO Capital Partners, LLC June 2, 2011
Cortina Enterprises d.b.a Cortina Capital June 3, 2011
Advanced Practice Advisors, LLC, RIA June 7, 2011
Wicker Park Advisors, LLC June 9, 2011
Kondo Wealth Advisors, LLC June 9, 2011
Clear Perspective Advisors, LLC June 10, 2011
Boston Standard Wealth Management, LLC June 15, 2011
EWM, LLC June 15, 2011
Abshier Webb Donnelly & Baker June 15, 2011
Gilford Securities Incorporated June 17, 2011
Nations Financial Group, Inc. June 23, 2011
Sagamore Wealth Management, LLC June 23, 2011
Core Investment Management  June 23, 2011
Sunrise Advisors, Inc. June 28, 2011
T. S. Phillips Investments, Inc June 29, 2011
NorthStar Financial Partners, Inc. June 29, 2011
Aspen Gold Investment Management, Inc. June 30, 2011
Corrigan Wickman Advisory, LLC July 6, 2011
Apex Financial Advisors Inc. July 21, 2011
Alpha Wealth Management, LLC July 21, 2011
DHJ Advisors, LLC July 21, 2011
NY&A, LLC July 22, 2011
Protected Investors of America July 22, 2011
Securities Service Network, Inc. July 28, 2011
Hampton Financial, LLC July 28, 2011
Wolff Wiese Magana LLC July 29, 2011
Archetype Advisors, LLC August 1, 2011
Main Street Financial, LLC August 1, 2011
Tidewater Wealth Advisors LLC August 2, 2011
Leonard & Company August 2, 2011
Vintage Capital Advisors, LLC August 8, 2011
Sammons Securities Company, LLC August 9, 2011
Investment Planners, Inc. August 18, 2011
Ascential Wealth Advisors, LLC August 25, 2011
SPC August 31, 2011
Aspen Investment Management Inc. September 2, 2011
Alphapoint Investment Management, LLC September 8, 2011
Financial Concept Unlimited, Inc. September 12, 2011
Laurel Wealth Advisors, Inc. September 20, 2011
River Valley Financial Advisors, Inc. September 22, 2011
RPG Family Wealth Advisory, LLC September 26, 2011
Independent Advisors Network, LLC September 28, 2011
Mississippi Investment Management Co., LLC September 28, 2011
Adam Smith Advisors, LLC September 28, 2011
Hicks Capital Management, LLC September 29, 2011
Issaquah Holding Group, LLC September 29, 2011
Southeast Investments N.C., Inc September 29, 2011
Septumatics, Inc. October 3, 2011
Barclays Wealth, Americas October 7, 2011
Prestige Wealth Mangement Group, LLC October 10, 2011
Clark Financial Advisors October 11, 2011
Conestoga Wealth Management October 14, 2011
Global Investor Services, LC October 18, 2011
Capital Wealth Managers, LLC October 21, 2011
VectorGlobal WMG, Inc. October 24, 2011
Coastal Equities, Inc. October 25, 2011
Avalon Advisors, LLC October 26, 2011
Sensiba San Filippo Financial Advisors LLC October 26, 2011
Alsari Wealth Management Global Advisors, LLC f/k/a Aperture Wealth Management, LLC October 26, 2011
Viewpoint Capital Management LLC November 2, 2011
Thomas Leo Advisory, LLC November 3, 2011
MPM Investment Counsel LLC November 3, 2011
Arrowleaf Wealth Management, Inc. November 8, 2011
Pacific Capital Wealth Advisers, Inc d/b/a/ Pacific Capital November 8, 2011
Viking Wealth Advisors November 14, 2011
Wagener-Lee, LLC November 15, 2011
Bacchus Asset Management, LLC November 21, 2011
Titleist Asset Management November 22, 2011
Tom Powell Investment Management November 22, 2011
HighPass Asset Management LLC November 30, 2011
Michaud Capital Management LLC f/k/a Wolfe Capital Management LLC December 1, 2011
Olson, Cross & Alamo, LLC December 1, 2011
Clear Harbor Asset Management, LLC December 6, 2011
Northfork Financial, LLC December 7, 2011
GenTrust Wealth Management, LLC December 8, 2011
Jones Asset Management December 13, 2011
Lowe fs December 14, 2011
Ameritas Investment Corp. December 14, 2011
Oak & Reed Capital Management, LLC December 16, 2011
Bellweather Capital Management LLC December 19, 2011
San Francisco Sentry Investment Group December 20, 2011
Capital Wealth Management, Inc. December 27, 2011
GPWM, LLC December 27, 2011
Feltl and Copany, Inc. December 29, 2011
Edelman Financial Services, LLC January 3, 2012
Waddell Group January 4, 2012
BW Consulting, LLC January 4, 2012
TenBridge Partners, LLC January 5, 2012
1650 Wealth Management January 5, 2012
John Carris Investments, LLC January 9, 2012
Solon Investment Services, Inc. January 10, 2012
Capin Investment Advisors, LLC January 12, 2012
Monroe Financial Group LLC January 13, 2012
Private Client Advisors, LLC January 13, 2012
CONCERT Advisor Solutions, Inc. January 13, 2012
CONCERT Capital Management, Inc. January 18, 2012
Capitol Financial Planning, Inc. January 18, 2012
ESG Wealth Management, LLC January 19, 2012
Broomham Financial Services, LLC January 19, 2012
Main Street Ventures, Inc. January 19, 2012
Concorde Investment Services, LLC January 19, 2012
Concorde Asset Management, LLC January 20, 2012
Washington Wealth Advisors, LLC January 20, 2012
Avondale Partners, LLC January 24, 2012
Claro Advisors, LLC January 25, 2012
Ultimate Financial Investments, LLC January 26, 2012
Bionic Capital LLC January 26, 2012
VE Capital Management, LLC January 26, 2012
Jonathan Roberts Advisory Group January 27, 2012
Palen Financial LLC January 30, 2012
Gregory Joseph Litts d/b/a RJ Capital January 31, 2012
HPM Partners LLC January 31, 2012
Argyle Wealth management, LLC February 1, 2012
Rademacher Financial, Inc. February 6, 2012
U.S. Bancorp Investments, Inc. February 8, 2012
Ausdal Financial Partners, Inc. February 8, 2012
Scott Rush LLC February 8, 2012
Cape Financial Group, LLC February 9, 2012
Sitrin Capital Management, LLC
(formerly Braddish Wealth Advisors, LLC)
February 10, 2012
Charles Genois & CO. LLC d/b/a Impera Wealth Management LLC February 13, 2012
Tomes Wealth Planning and Management, Inc. February 14, 2012
City Bank Texas February 21, 2012
Birkelbach Investment Securities, Inc. February 22, 2012
Cumberland Wealth Advisors LLC February 23, 2012
CVWM LLC d/b/a COVA Wealth Management February 23, 2012
Forest Securities, Inc. February 27, 2012
Harvard Advisors, LLC February 28, 2012
Clearview Global Wealth Advisors March 5, 2012
Womack Wealth Management, Inc. March 5, 2012
MacDougall Wealth Management March 6, 2012
Financial Advisors Group d/b/a SRTG LLC March 7, 2012
Financial Advisors Group d/b/a JKJANTHONY LLC March 7, 2012
American Bank & Trust March 9, 2012
Nashua Capital Management LLC March 15, 2012
Clapboard Hill Advisors, LLC March 20, 2012
Edward J. Sabo and Associates, LLC March 30, 2012
Tembion Capital Management, LLC March 30, 2012
Robert W. Baird & Co. April 2, 2012
First Farmers Bank & Trust Co. April 2, 2012
Lipset Wealth Strategies, LLC
(formerly Birchwood Creek Capital Inc)
April 7, 2012
Harbour Investments, Inc. April 11, 2012
Investment Management & Consulting Group April 13, 2012
Preston Wealth Management April 20, 2012
Syntal Capital Partners, LLC April 25, 2012
Prime Wealth Management L.L.C April 25, 2012
Fiduciary Services Corp d/b/a The Fiduciary Group April 26, 2012
NewBridge Bank April 27, 2012
iTrust Asset Management, LLC May 3, 2012
Kings Point Capital Management LLC May 8, 2012
Quarterwave Asset Management LLC May 9, 2012
Seattle-Northwest Securities Corporation May 22, 2012
MKT Advisors LLC May 22, 2012
Investment Managers Group, LLC May 23, 2012
Dees Financial Services LLC May 24, 2012
Forefront Capital Markets, LLC May 31, 2012
Weaver Tidwell Capital, LLC May 30, 2012
World Capital Brokerage Inc. June 4, 2012
Alpha Wealth Management and Planning LLC June 7, 2012
Boenning & Scattergood, Inc. June 8, 2012
Praxis Fiduciary Advisors, LLC June 8, 2012
Tetley Investments, LLC June 11, 2012
Avector Wealth Management, LLC. June 13, 2012
Arbor Capital Management, Inc. June 13, 2012
Whiterock Financial, LLC. June 13, 2012
MangoTree Capital, LLC June 14, 2012
Gitterman and Associates Wealth Management, LLC June 14, 2012
MadisonLee Partners, LLC June 19, 2012
HoyleCohen, LLC June 22, 2012
Tandragee Global Advisors, LLC. June 26, 2012
Northeast Securities, Inc. June 27, 2012
Ladenburg Thalmann & Co. Inc. June 29, 2012
First Republic Securities Company, LLC July 2, 2012
Argyle Capital Partners, LLC July 2, 2012
Kellogg Investment Group July 3, 2012
Roundtable Capital Services LLC July 6, 2012
Carleon Capital Partners LLC July 6, 2012
Southport Financial Group, LLC, July 6, 2012
HighMark Wealth Management, LLC July 9, 2012
MWM Group, LLC July 12, 2012
Blue Water Wealth, Inc. July 18, 2012
Pflueger & Baerwald Inc. July 19, 2012
WRIGHT Financial Group LLC July 26, 2012
Nepsis Advisor Services, Inc. July 26, 2012
Allatice Waelth Advisors, LLC. July 26, 2012
K2 Investment Advisors Inc. July 26, 2012
True North Global Research, Inc. July 31, 2012
Planning Solutions group, LLC August 7, 2012
Bridgeworth Financial, LLC August 8, 2012
BW Management, LLC August 8, 2012
Fairhaven Financial Advisors Inc. August 8, 2012
Personal Financial Consultants, LLC August 8, 2012
Raymond James Financial Services, Inc. Branch 45Z 8/9/2012 Withdrew as Member (Notice Provided August 22, 2012)
Shoreline Financial Advisors, LLC August 10, 2012
Maltin Wealth Management, Inc. f/k/a Avempt Wealth Management, Inc. August 15, 2012
Sentinel Capital Group, LLC-ACM Wealth Solutions Series August 17, 2012
Manske Wealth Management, LLC f/k/a Surfside Wealth Management, LLC August 20, 2012
Williamson Wealth Group, Inc. August 21, 2012
WX TVS, Inc. August 22, 2012
Capital Wealth Advisors August 24, 2012
RDCJR, LLC August 24, 2012
Symetra Investment Services August 27, 2012
Noesis Capital Management Corp. August 27, 2012
FIC Capital, Inc. August 30, 2012
Camelot Wealth Management Inc. August 30, 2012
Parker Wealth Advisors Inc. August 30, 2012
Heithecker Financial Inc. August 30, 2012
LVW Advisors, LLC September 4, 2012
Polaris Wealth Advisers, LLC September 6, 2012
GK Capital Partners, LLC dba Ragnar Wealth September 11, 2012
The First National Bank of Ballinger September 20, 2012
The Meakem Group, LLC September 24, 2012
Atwill Financial Consulting Group, LLC September 24, 2012
Snowden Account Services, Inc. September 26, 2012
Steel Peak Wealth Management, LLC f/k/a Bernathy Wealth Advisors, LLC September 27, 2012
Domus Capital Group, LLC October 2, 2012
Garrison Point Capital, LLC October 2, 2012
Capital Planning Advisory Group, Inc. October 2, 2012
Hart Capital Management, Inc. October 3, 2012
Stewardship Concepts, LLC October 4, 2012
Vision Wealth Planning, LLC October 5, 2012
Oak Grove Capital, LLC October 5, 2012
Smith & Partners Financial Services, LLC October 10, 2012
WR Rice Financial Services October 10, 2012
Horwitz & Associates, Inc. October 12, 2012
Ferris Capital, LLC October 12,2012
Compass Rose Strategic Partners, LLC October 16, 2012
Poplar Global Wealth Management LLC October 17, 2012
MerCap Securities, LLC October 18, 2012
RDW & Associates, Inc. October 22, 2012
Sterling Wealth Management Group October 29, 2012
HB Asset Management LC October 29, 2012
Hotaling Investment Management, LLC October 31, 2012
Allied Beacon Partners November 1, 2012
Benson Wealth Management L.L.C. November 1, 2012
Quantum Leap Capital, LLC November 6, 2012
AbrahamsenRock, LLC November 7, 2012
Raymond James Financial Services, Inc. Independent Contractor Division (""ICD"") (Financial Institutions Division (""FID"") not subject to the Protocol) November 7, 2012
Keystone Global Partners, LLC November 8, 2012
Birch Run Financial, LLC November 9, 2012
GL Investment Services, LLC November 15, 2012
GL Capital Partners, LLC November 15, 2012
McKinley Carter Wealth Services, Inc. November 19, 2012
AM Investment Strategies LLC November 21, 2012
Moondance Investment Advisors, LLC. December 4, 2012
SilverLake Wealth Management LLC December 6, 2012
Greystone Financial Group, Inc. December 7, 2012
ACC Investment Management, Inc. December 12, 2012
J W Korth & Company December 12, 2012
CRA Financial Services, LLC December 19, 2012
Midwest Investment Management, LLC December 21, 2012
Potiphar Capital Management, LLC December 24, 2012
Focus Wealth Advisors, LLC f/k/a Adderack Wealth Management, LLC December 24, 2012
Securities America, Inc. December 28, 2012
Securities America Advisors, Inc. December 28, 2012
T.H. Rapko & Company, LLC January 4, 2013
B P Financial Associates, LLC January 4, 2013
Centricity Wealth Management, LLC January 7, 2013
Cedar Mountain Advisors, LLC January 9, 2013
Penn Wealth Advisors, LLC January 9, 2013
Bolton Securities Corporation January 23, 2013
Kitzinger, Lautmann Capital Management Inc. January 28, 2013
Pacific Mountain Advisor, Inc January 28, 2013
Locust Capital Management LLC January 29, 2013

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