sponsored by:

Sound Compliance Services

Company info:

Top Executive: Peter Mafteiu
6910 Cascade Ave
Gig Harbor, WA 98335

RIA department info:



  • Founded in 2009

Related listings:

Sound Compliance Services
filed under: Specialized Breakaway Service, Regulatory Consultant, RIA Set-up Firm, Consulting Firm, Compliance Expert

Related articles:

Lockdown in Washington may mean a short reprieve for advisors in the midst of exams, but the looming shutdown portends nothing good for the industry in general, say lawyers

Government shutdown may wallop SEC to the long-term detriment of RIAs

Audits on hiatus; fraudsters get more of a lead; most of the SEC on skeleton staff

Closed ArrowEdit this listing

If you are the owner of this listing, you can edit the contents and billing information. First, we have to verify via email that you are the owner: