National Society of Compliance Professionals (NSCP)

Q&A:

The National Society of Compliance Professionals, Inc.(NSCP) is the only membership organization exclusively serving the securities compliance profession. NSCP is THE source for information, education, certification, networking and advocacy. NSCP’s diverse membership includes over 1880 professionals at investment advisers, broker-dealers, insurance companies, investment companies, hedge funds, and banks, as well as the law, consulting and accounting firms who serve them.

NSCP:
• offers practical and interpretive guidance on compliance-related matters;
• alerts its members to important regulatory developments;
• sponsors educational meetings that serve as forums for exchanging ideas and information;
• provides professional analyses and counsel in regard to securities laws and regulations authorized by the states, federal agencies and the SROs; and
• promotes professionalism among compliance officials within the securities industry.

As a non-profit, our sole purpose is to serve the compliance professional, whether new to the field or the seasoned professional. We offer educational meetings at affordable rates, an Investment Adviser and Hedge Fund Training module, and a comprehensive certification program, The Certified Securities Compliance Professional. Benefits of membership include access to our Compliance Forum (your questions answered with the collective wisdom of NSCP’s membership community), discounted rates on meetings and webinars, access to NSCP’s mentoring program, and access to our publications. For more information about our offerings, please visit one (or all!) of the following:

www.nscp.org for information about the organization;
www.nscptraining.com for information about our training modules;
www.nscpmeetings.com for more information about our educational offerings-2011 National Membership
conference October 17-19 in Baltimore, MD. 80+ sessions,1000 attendees, 50 exhibitors
www.cscp.org for more information about our credential
www.nscpjobs.com to view our latest job and resume postings

Questions? We would love to hear from you! Please call us at 860.672.0843 or email Eric at eric@nscp.org.

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