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National Society of Compliance Professionals (NSCP)
FocusPoint Solutions
National Society of Compliance Professionals (NSCP)
The National Society of Compliance Professionals, Inc.(NSCP) is the only membership organization exclusively serving the securities compliance profession. NSCP is THE source for information, education, certification, networking and advocacy. NSCP’s diverse membership includes over 2000 professionals at investment advisers, broker-dealers, insurance companies, investment companies, hedge funds, and banks ...
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FocusPoint Solutions
FocusPoint Solutions is an established leader in the back office outsourcing space, providing premium services and partnership to independent advisors at fair prices, helping them achieve real results and the businesses they’ve always wanted.
Advisors can plug into our fully turnkey, established solution—or choose only the individual services ...
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Commonwealth and Securities America get into the RIA custody business and Wells Fargo is right behind themRead 
RIAs get hit with data losses held at small RIA-owned firm that, in turn, blames giant Amazon for lack of backup and for selling its spaceRead 
Dimensional's co-CEO tells clients at Monterey event that DFA is changing its Classic-Coke intellectual fund recipeRead 
How U.S. Bank appeared on the scene as an RIA custodian and where it might find loveRead 
Between sessions at INSITE, Pershing execs describe how they'll spell victory in their grand custody merger -- and what stands in the wayEnter the email address you used to sign up for RIABiz. You will receive an email containing a special link to your settings page, where you will be able to enter a new password.
