RIABiz

News, Vision & Voice for the Advisory Community

RIABiz

RIAs need to become students of financial fraud so scam artists can't rent their credibility

Advisors see startling drops in AUM when they get fooled by third-party managers and their clients get burned

Author Pat Huddleston, Guest columnist November 17, 2010 at 5:37 AM
1 Comment
no description available
Pat Huddleston: Every credible scam produces an impressive PPM, and no PPM discloses the risk of fraud.

Pat Huddleston


Jan Sackley, CFE

Jan Sackley, CFE

November 18, 2010 — 2:43 PM

An excellent primer for advisors and thank you to RIA Biz for sharing it with your readers, and to Pat for writing it. There’s no doubt that the advisor’s world has become more complicated and burdensome since trust in the regulatory process, rating agencies, and the like has been eroded.

Jan Sackley
Certified Fraud Examiner
fiduciaryforesight.com
Twitter@FidFore


RIABiz Directory

The Industry Sourcebook for RIAs

   |    LISTING


RIABiz Directory sponsored by:

Directory Sponsor Logo

White Paper Postings


Common Tags


Recent Articles


Popular Writers


RIABiz logo

RIABiz

About Us

Directory

Archives

Connect

RIABiz, Mill Valley, California
Copyright © 2009-2024 RIABiz Inc. All rights reserved.