Bernie Clark and Skip Schweiss head to Washington next week to fight on behalf of RIAs in Bachus bill showdown
With FINRA threat looking real, the Schwab and TD Ameritrade executives are urging letters and Tweets
Peter Mafteiu
Guys, good luck. I think lobby dollars are against the SEC and articles like this don’t help the big picture.
http://www.rollingstone.com/politics/blogs/taibblog/sec-taking-on-big-firms-is-tempting-but-we-prefer-whaling-on-little-guys-20120530?print=true
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TD Ameritrade
Asset Custodian
Top Executive: Tom Nally